Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/01/12?limit=200&registers=between&mode=atom 2024-04-14T07:28:53-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2011/01/12/2011-477.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Fees and Rebates for Adding and Removing Liquidity 2011-01-12T00:00:00-08:00 2011-01-12T00:00:00-08:00 2011-477 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-12/pdf/2011-477.pdf https://regulations.justia.com/regulations/fedreg/2011/01/12/2011-476.html Notice - Proposed Collection; Comment Request 2011-01-12T00:00:00-08:00 2011-01-12T00:00:00-08:00 2011-476 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-12/pdf/2011-476.pdf https://regulations.justia.com/regulations/fedreg/2011/01/12/2011-475.html Notice - Proposed Collection; Comment Request 2011-01-12T00:00:00-08:00 2011-01-12T00:00:00-08:00 2011-475 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-12/pdf/2011-475.pdf https://regulations.justia.com/regulations/fedreg/2011/01/12/2011-449.html Notice - Proposed Collection; Comment Request 2011-01-12T00:00:00-08:00 2011-01-12T00:00:00-08:00 2011-449 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-12/pdf/2011-449.pdf https://regulations.justia.com/regulations/fedreg/2011/01/12/2011-448.html Notice - Proposed Collection; Comment Request 2011-01-12T00:00:00-08:00 2011-01-12T00:00:00-08:00 2011-448 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-12/pdf/2011-448.pdf https://regulations.justia.com/regulations/fedreg/2011/01/12/2011-447.html Notice - Proposed Collection; Comment Request 2011-01-12T00:00:00-08:00 2011-01-12T00:00:00-08:00 2011-447 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-12/pdf/2011-447.pdf https://regulations.justia.com/regulations/fedreg/2011/01/12/2011-446.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending NYSE Arca Options Rule 6.62(h) to Define Stock/Complex Orders, Amending NYSE Arca Options Rule 6.75(g) to Update and Clarify the Priority of Complex Orders, and Amending NYSE Arca Options Rule 6.91 to Establish a Complex Order Auction 2011-01-12T00:00:00-08:00 2011-01-12T00:00:00-08:00 2011-446 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-12/pdf/2011-446.pdf https://regulations.justia.com/regulations/fedreg/2011/01/12/2011-445.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the $5 Strike Price Program 2011-01-12T00:00:00-08:00 2011-01-12T00:00:00-08:00 2011-445 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-12/pdf/2011-445.pdf https://regulations.justia.com/regulations/fedreg/2011/01/12/2011-444.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ Stock Market, LLC Relating to the $5 Strike Price Program 2011-01-12T00:00:00-08:00 2011-01-12T00:00:00-08:00 2011-444 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-12/pdf/2011-444.pdf https://regulations.justia.com/regulations/fedreg/2011/01/12/2011-443.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify Reciprocal Listing Respecting a $5 Strike Program for Stock Options 2011-01-12T00:00:00-08:00 2011-01-12T00:00:00-08:00 2011-443 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-12/pdf/2011-443.pdf https://regulations.justia.com/regulations/fedreg/2011/01/12/2011-442.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the $5 Strike Price Program 2011-01-12T00:00:00-08:00 2011-01-12T00:00:00-08:00 2011-442 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-12/pdf/2011-442.pdf https://regulations.justia.com/regulations/fedreg/2011/01/12/2011-441.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Granting Approval of Proposed Rule Change Establishing a $5 Strike Price Program 2011-01-12T00:00:00-08:00 2011-01-12T00:00:00-08:00 2011-441 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-12/pdf/2011-441.pdf https://regulations.justia.com/regulations/fedreg/2011/01/12/2011-440.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a $5 Strike Price Program 2011-01-12T00:00:00-08:00 2011-01-12T00:00:00-08:00 2011-440 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-12/pdf/2011-440.pdf https://regulations.justia.com/regulations/fedreg/2011/01/12/2011-439.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a $5 Strike Price Program 2011-01-12T00:00:00-08:00 2011-01-12T00:00:00-08:00 2011-439 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-12/pdf/2011-439.pdf https://regulations.justia.com/regulations/fedreg/2011/01/12/2011-438.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The NASDAQ Stock Market, LLC to Establish a $5 Strike Price Program 2011-01-12T00:00:00-08:00 2011-01-12T00:00:00-08:00 2011-438 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-12/pdf/2011-438.pdf https://regulations.justia.com/regulations/fedreg/2011/01/12/2011-437.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services 2011-01-12T00:00:00-08:00 2011-01-12T00:00:00-08:00 2011-437 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-12/pdf/2011-437.pdf https://regulations.justia.com/regulations/fedreg/2011/01/12/2011-436.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ Market Center 2011-01-12T00:00:00-08:00 2011-01-12T00:00:00-08:00 2011-436 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-12/pdf/2011-436.pdf https://regulations.justia.com/regulations/fedreg/2011/01/12/2011-435.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Granting Approval of a Proposed Rule Change Relating to Certain Membership Rules Including Affiliations and Lapse of Membership Applications 2011-01-12T00:00:00-08:00 2011-01-12T00:00:00-08:00 2011-435 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-12/pdf/2011-435.pdf https://regulations.justia.com/regulations/fedreg/2011/01/12/2011-433.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Revisions to the Selection Specifications for the Municipal Securities Representative Qualification Examination (Series 52) Program 2011-01-12T00:00:00-08:00 2011-01-12T00:00:00-08:00 2011-433 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-12/pdf/2011-433.pdf https://regulations.justia.com/regulations/fedreg/2011/01/12/2011-432.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Establishing Fees for Support and Maintenance of the Trading Floor, and Fees To Defray the Costs of Floor Broker Order Capture Devices 2011-01-12T00:00:00-08:00 2011-01-12T00:00:00-08:00 2011-432 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-12/pdf/2011-432.pdf https://regulations.justia.com/regulations/fedreg/2011/01/12/2011-431.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Fee Pilot Program for NASDAQ Last Sale 2011-01-12T00:00:00-08:00 2011-01-12T00:00:00-08:00 2011-431 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-12/pdf/2011-431.pdf https://regulations.justia.com/regulations/fedreg/2011/01/12/2011-430.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule 2011-01-12T00:00:00-08:00 2011-01-12T00:00:00-08:00 2011-430 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-12/pdf/2011-430.pdf https://regulations.justia.com/regulations/fedreg/2011/01/12/2011-429.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule 2011-01-12T00:00:00-08:00 2011-01-12T00:00:00-08:00 2011-429 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-12/pdf/2011-429.pdf https://regulations.justia.com/regulations/fedreg/2011/01/12/2011-416.html Proposed Rule - Suspension of the Duty To File Reports for Classes of Asset-Backed Securities Under Section 15(d) of the Securities Exchange Act of 1934 2011-01-12T00:00:00-08:00 2011-01-12T00:00:00-08:00 2011-416 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2011-01-12/pdf/2011-416.pdf