<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/01/06?registers=between Mon, 21 Apr 2025 14:20:45 -0700 Mon, 21 Apr 2025 14:20:45 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/01/06?registers=between Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Approving a Proposed Rule Change To Update and Streamline the Process for Specialist Evaluations and Clarify the Time Within Which SQTs and RSQTs Must Begin To Electronically Quote After Assignment https://regulations.justia.com/regulations/fedreg/2011/01/06/2010-33365.html https://regulations.justia.com/regulations/fedreg/2011/01/06/2010-33365.html Thu, 06 Jan 2011 00:00:00 -0800 2010-33365 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-06/pdf/2010-33365.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Pilot Program for Cabinet Trading Below $1.00 Per Contract Until June 1, 2011 https://regulations.justia.com/regulations/fedreg/2011/01/06/2010-33364.html https://regulations.justia.com/regulations/fedreg/2011/01/06/2010-33364.html Thu, 06 Jan 2011 00:00:00 -0800 2010-33364 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-06/pdf/2010-33364.pdf Notice - Self-Regulatory Organizations; NYSE Arca Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the Teucrium WTI Crude Oil Fund Under NYSE Arca Equities Rule 8.200 https://regulations.justia.com/regulations/fedreg/2011/01/06/2010-33363.html https://regulations.justia.com/regulations/fedreg/2011/01/06/2010-33363.html Thu, 06 Jan 2011 00:00:00 -0800 2010-33363 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-06/pdf/2010-33363.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Trading Shares of the SPDR Nuveen S&P High Yield Municipal Bond ETF https://regulations.justia.com/regulations/fedreg/2011/01/06/2010-33362.html https://regulations.justia.com/regulations/fedreg/2011/01/06/2010-33362.html Thu, 06 Jan 2011 00:00:00 -0800 2010-33362 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-06/pdf/2010-33362.pdf Proposed Rule - Registration of Municipal Advisors https://regulations.justia.com/regulations/fedreg/2011/01/06/2010-32445.html https://regulations.justia.com/regulations/fedreg/2011/01/06/2010-32445.html Thu, 06 Jan 2011 00:00:00 -0800 2010-32445 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2011-01-06/pdf/2010-32445.pdf