Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/01/06?limit=200&registers=between&mode=atom 2024-04-26T19:04:40-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2011/01/06/2010-33365.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Approving a Proposed Rule Change To Update and Streamline the Process for Specialist Evaluations and Clarify the Time Within Which SQTs and RSQTs Must Begin To Electronically Quote After Assignment 2011-01-06T00:00:00-08:00 2011-01-06T00:00:00-08:00 2010-33365 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-06/pdf/2010-33365.pdf https://regulations.justia.com/regulations/fedreg/2011/01/06/2010-33364.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Pilot Program for Cabinet Trading Below $1.00 Per Contract Until June 1, 2011 2011-01-06T00:00:00-08:00 2011-01-06T00:00:00-08:00 2010-33364 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-06/pdf/2010-33364.pdf https://regulations.justia.com/regulations/fedreg/2011/01/06/2010-33363.html Notice - Self-Regulatory Organizations; NYSE Arca Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the Teucrium WTI Crude Oil Fund Under NYSE Arca Equities Rule 8.200 2011-01-06T00:00:00-08:00 2011-01-06T00:00:00-08:00 2010-33363 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-06/pdf/2010-33363.pdf https://regulations.justia.com/regulations/fedreg/2011/01/06/2010-33362.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Trading Shares of the SPDR Nuveen S&P High Yield Municipal Bond ETF 2011-01-06T00:00:00-08:00 2011-01-06T00:00:00-08:00 2010-33362 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-06/pdf/2010-33362.pdf https://regulations.justia.com/regulations/fedreg/2011/01/06/2010-32445.html Proposed Rule - Registration of Municipal Advisors 2011-01-06T00:00:00-08:00 2011-01-06T00:00:00-08:00 2010-32445 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2011-01-06/pdf/2010-32445.pdf