<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/01/05?registers=between Wed, 23 Apr 2025 19:59:30 -0700 Wed, 23 Apr 2025 19:59:30 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/01/05?registers=between Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to Stock Loan Programs https://regulations.justia.com/regulations/fedreg/2011/01/05/2010-33304.html https://regulations.justia.com/regulations/fedreg/2011/01/05/2010-33304.html Wed, 05 Jan 2011 00:00:00 -0800 2010-33304 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-05/pdf/2010-33304.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2011/01/05/2010-33271.html https://regulations.justia.com/regulations/fedreg/2011/01/05/2010-33271.html Wed, 05 Jan 2011 00:00:00 -0800 2010-33271 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-05/pdf/2010-33271.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of Proposed Rule Change Consisting of Amendments to Rule A-13 To Increase Transaction Assessments for Certain Municipal Securities Transactions Reported to the Board and to Institute a New Technology Fee on Reported Sales Transactions https://regulations.justia.com/regulations/fedreg/2011/01/05/2010-33269.html https://regulations.justia.com/regulations/fedreg/2011/01/05/2010-33269.html Wed, 05 Jan 2011 00:00:00 -0800 2010-33269 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-05/pdf/2010-33269.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 Thereto by NASDAQ OMX PHLX LLC Relating to Active SQF Port Fee https://regulations.justia.com/regulations/fedreg/2011/01/05/2010-33267.html https://regulations.justia.com/regulations/fedreg/2011/01/05/2010-33267.html Wed, 05 Jan 2011 00:00:00 -0800 2010-33267 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-05/pdf/2010-33267.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its New Market Model Pilot, Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or August 1, 2011 https://regulations.justia.com/regulations/fedreg/2011/01/05/2010-33259.html https://regulations.justia.com/regulations/fedreg/2011/01/05/2010-33259.html Wed, 05 Jan 2011 00:00:00 -0800 2010-33259 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-05/pdf/2010-33259.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its New Market Model Pilot Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or August 1, 2011 https://regulations.justia.com/regulations/fedreg/2011/01/05/2010-33258.html https://regulations.justia.com/regulations/fedreg/2011/01/05/2010-33258.html Wed, 05 Jan 2011 00:00:00 -0800 2010-33258 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-05/pdf/2010-33258.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for the NASDAQ OMX BX Equities System https://regulations.justia.com/regulations/fedreg/2011/01/05/2010-33257.html https://regulations.justia.com/regulations/fedreg/2011/01/05/2010-33257.html Wed, 05 Jan 2011 00:00:00 -0800 2010-33257 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-05/pdf/2010-33257.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its Supplemental Liquidity Providers Pilot Until the Earlier of the Securities and Exchange Commission Approval To Make Such Pilot Permanent or August 1, 2011 https://regulations.justia.com/regulations/fedreg/2011/01/05/2010-33256.html https://regulations.justia.com/regulations/fedreg/2011/01/05/2010-33256.html Wed, 05 Jan 2011 00:00:00 -0800 2010-33256 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-05/pdf/2010-33256.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its Supplemental Liquidity Providers Pilot Until the Earlier of the Securities and Exchange Commission Approval To Make Such Pilot Permanent or August 1, 2011 https://regulations.justia.com/regulations/fedreg/2011/01/05/2010-33255.html https://regulations.justia.com/regulations/fedreg/2011/01/05/2010-33255.html Wed, 05 Jan 2011 00:00:00 -0800 2010-33255 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-05/pdf/2010-33255.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Making Permanent NYSE Rule 123C(9)(a)(1) and Amending Rule 123C(9)(a)(1)(iii) https://regulations.justia.com/regulations/fedreg/2011/01/05/2010-33254.html https://regulations.justia.com/regulations/fedreg/2011/01/05/2010-33254.html Wed, 05 Jan 2011 00:00:00 -0800 2010-33254 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-05/pdf/2010-33254.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Making Permanent NYSE Amex Equities Rule 123C(9)(a)(1) and Amending Rule 123C(9)(a)(1)(iii) https://regulations.justia.com/regulations/fedreg/2011/01/05/2010-33253.html https://regulations.justia.com/regulations/fedreg/2011/01/05/2010-33253.html Wed, 05 Jan 2011 00:00:00 -0800 2010-33253 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-05/pdf/2010-33253.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Modifications to the Fee Schedule https://regulations.justia.com/regulations/fedreg/2011/01/05/2010-33252.html https://regulations.justia.com/regulations/fedreg/2011/01/05/2010-33252.html Wed, 05 Jan 2011 00:00:00 -0800 2010-33252 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-05/pdf/2010-33252.pdf