Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/01/05?limit=200&registers=between&mode=atom 2024-05-25T04:12:52-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2011/01/05/2010-33304.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to Stock Loan Programs 2011-01-05T00:00:00-08:00 2011-01-05T00:00:00-08:00 2010-33304 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-05/pdf/2010-33304.pdf https://regulations.justia.com/regulations/fedreg/2011/01/05/2010-33271.html Notice - Submission for OMB Review; Comment Request 2011-01-05T00:00:00-08:00 2011-01-05T00:00:00-08:00 2010-33271 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-05/pdf/2010-33271.pdf https://regulations.justia.com/regulations/fedreg/2011/01/05/2010-33269.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of Proposed Rule Change Consisting of Amendments to Rule A-13 To Increase Transaction Assessments for Certain Municipal Securities Transactions Reported to the Board and to Institute a New Technology Fee on Reported Sales Transactions 2011-01-05T00:00:00-08:00 2011-01-05T00:00:00-08:00 2010-33269 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-05/pdf/2010-33269.pdf https://regulations.justia.com/regulations/fedreg/2011/01/05/2010-33267.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 Thereto by NASDAQ OMX PHLX LLC Relating to Active SQF Port Fee 2011-01-05T00:00:00-08:00 2011-01-05T00:00:00-08:00 2010-33267 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-05/pdf/2010-33267.pdf https://regulations.justia.com/regulations/fedreg/2011/01/05/2010-33259.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its New Market Model Pilot, Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or August 1, 2011 2011-01-05T00:00:00-08:00 2011-01-05T00:00:00-08:00 2010-33259 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-05/pdf/2010-33259.pdf https://regulations.justia.com/regulations/fedreg/2011/01/05/2010-33258.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its New Market Model Pilot Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or August 1, 2011 2011-01-05T00:00:00-08:00 2011-01-05T00:00:00-08:00 2010-33258 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-05/pdf/2010-33258.pdf https://regulations.justia.com/regulations/fedreg/2011/01/05/2010-33257.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for the NASDAQ OMX BX Equities System 2011-01-05T00:00:00-08:00 2011-01-05T00:00:00-08:00 2010-33257 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-05/pdf/2010-33257.pdf https://regulations.justia.com/regulations/fedreg/2011/01/05/2010-33256.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its Supplemental Liquidity Providers Pilot Until the Earlier of the Securities and Exchange Commission Approval To Make Such Pilot Permanent or August 1, 2011 2011-01-05T00:00:00-08:00 2011-01-05T00:00:00-08:00 2010-33256 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-05/pdf/2010-33256.pdf https://regulations.justia.com/regulations/fedreg/2011/01/05/2010-33255.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its Supplemental Liquidity Providers Pilot Until the Earlier of the Securities and Exchange Commission Approval To Make Such Pilot Permanent or August 1, 2011 2011-01-05T00:00:00-08:00 2011-01-05T00:00:00-08:00 2010-33255 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-05/pdf/2010-33255.pdf https://regulations.justia.com/regulations/fedreg/2011/01/05/2010-33254.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Making Permanent NYSE Rule 123C(9)(a)(1) and Amending Rule 123C(9)(a)(1)(iii) 2011-01-05T00:00:00-08:00 2011-01-05T00:00:00-08:00 2010-33254 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-05/pdf/2010-33254.pdf https://regulations.justia.com/regulations/fedreg/2011/01/05/2010-33253.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Making Permanent NYSE Amex Equities Rule 123C(9)(a)(1) and Amending Rule 123C(9)(a)(1)(iii) 2011-01-05T00:00:00-08:00 2011-01-05T00:00:00-08:00 2010-33253 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-05/pdf/2010-33253.pdf https://regulations.justia.com/regulations/fedreg/2011/01/05/2010-33252.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Modifications to the Fee Schedule 2011-01-05T00:00:00-08:00 2011-01-05T00:00:00-08:00 2010-33252 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-05/pdf/2010-33252.pdf