Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/12/30?limit=200&registers=between&mode=atom 2024-11-23T07:18:03-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2010/12/30/2010-33077.html Rule - Principal Trades with Certain Advisory Clients 2010-12-30T00:00:00-08:00 2010-12-30T00:00:00-08:00 2010-33077 Rule http://www.gpo.gov/fdsys/pkg/FR-2010-12-30/pdf/2010-33077.pdf https://regulations.justia.com/regulations/fedreg/2010/12/30/2010-32941.html Notice - Proposed Collection; Comment Request 2010-12-30T00:00:00-08:00 2010-12-30T00:00:00-08:00 2010-32941 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-30/pdf/2010-32941.pdf https://regulations.justia.com/regulations/fedreg/2010/12/30/2010-32904.html Notice - Self-Regulatory Organizations, The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change To Amend IM-5101-2 To Provide Special Purpose Acquisition Companies the Option To Hold a Tender Offer in Lieu of a Shareholder Vote on a Proposed Acquisition and Other Changes to the SPAC Listing Standards 2010-12-30T00:00:00-08:00 2010-12-30T00:00:00-08:00 2010-32904 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-30/pdf/2010-32904.pdf https://regulations.justia.com/regulations/fedreg/2010/12/30/2010-32891.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Revising Floor Qualification Examination 2010-12-30T00:00:00-08:00 2010-12-30T00:00:00-08:00 2010-32891 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-30/pdf/2010-32891.pdf https://regulations.justia.com/regulations/fedreg/2010/12/30/2010-32885.html Notice - Public Company Accounting Oversight Board; Order Approving Proposed Rules on Auditing Standards Related to the Auditor's Assessment of and Response to Risk and Related Amendments to PCAOB Standards 2010-12-30T00:00:00-08:00 2010-12-30T00:00:00-08:00 2010-32885 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-30/pdf/2010-32885.pdf https://regulations.justia.com/regulations/fedreg/2010/12/30/2010-32085.html Proposed Rule - Process for Submissions for Review of Security-Based Swaps for Mandatory Clearing and Notice Filing Requirements for Clearing Agencies; Technical Amendments to Rule 19b-4 and Form 19b-4 Applicable to All Self-Regulatory Organizations 2010-12-30T00:00:00-08:00 2010-12-30T00:00:00-08:00 2010-32085 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-12-30/pdf/2010-32085.pdf