<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/12/28?registers=between Tue, 21 May 2024 07:11:41 -0700 Tue, 21 May 2024 07:11:41 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/12/28?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32727.html https://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32727.html Tue, 28 Dec 2010 00:00:00 -0800 2010-32727 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-28/pdf/2010-32727.pdf Notice - Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 2011 https://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32650.html https://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32650.html Tue, 28 Dec 2010 00:00:00 -0800 2010-32650 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-28/pdf/2010-32650.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX LLC To Expand Its Short Term Option Program https://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32623.html https://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32623.html Tue, 28 Dec 2010 00:00:00 -0800 2010-32623 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-28/pdf/2010-32623.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Making Permanent the Pilot Program That Offers Liquidity Takers a Reduced Transaction Fee Structure for Certain Bond Trades Executed on the NYSE Bonds System https://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32622.html https://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32622.html Tue, 28 Dec 2010 00:00:00 -0800 2010-32622 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-28/pdf/2010-32622.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Continue the Practice Governing the Directed Order Process on BOX https://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32615.html https://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32615.html Tue, 28 Dec 2010 00:00:00 -0800 2010-32615 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-28/pdf/2010-32615.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 11.5 https://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32614.html https://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32614.html Tue, 28 Dec 2010 00:00:00 -0800 2010-32614 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-28/pdf/2010-32614.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 11.5 https://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32613.html https://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32613.html Tue, 28 Dec 2010 00:00:00 -0800 2010-32613 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-28/pdf/2010-32613.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the SiM Dynamic Allocation Diversified Income ETF and SiM Dynamic Allocation Growth Income ETF https://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32608.html https://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32608.html Tue, 28 Dec 2010 00:00:00 -0800 2010-32608 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-28/pdf/2010-32608.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Various NYSE Arca Equities Rules To Harmonize Them With Financial Industry Regulatory Authority Rules https://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32607.html https://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32607.html Tue, 28 Dec 2010 00:00:00 -0800 2010-32607 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-28/pdf/2010-32607.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32553.html https://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32553.html Tue, 28 Dec 2010 00:00:00 -0800 2010-32553 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-28/pdf/2010-32553.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32522.html https://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32522.html Tue, 28 Dec 2010 00:00:00 -0800 2010-32522 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-28/pdf/2010-32522.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32521.html https://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32521.html Tue, 28 Dec 2010 00:00:00 -0800 2010-32521 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-28/pdf/2010-32521.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32520.html https://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32520.html Tue, 28 Dec 2010 00:00:00 -0800 2010-32520 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-28/pdf/2010-32520.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32519.html https://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32519.html Tue, 28 Dec 2010 00:00:00 -0800 2010-32519 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-28/pdf/2010-32519.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32518.html https://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32518.html Tue, 28 Dec 2010 00:00:00 -0800 2010-32518 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-28/pdf/2010-32518.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32517.html https://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32517.html Tue, 28 Dec 2010 00:00:00 -0800 2010-32517 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-28/pdf/2010-32517.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend FINRA Rule 6140 (Other Trading Practices) https://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32516.html https://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32516.html Tue, 28 Dec 2010 00:00:00 -0800 2010-32516 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-28/pdf/2010-32516.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Trading Shares of the Grail Western Asset Ultra Short Duration ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32513.html https://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32513.html Tue, 28 Dec 2010 00:00:00 -0800 2010-32513 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-28/pdf/2010-32513.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Hybrid Opening System https://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32512.html https://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32512.html Tue, 28 Dec 2010 00:00:00 -0800 2010-32512 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-28/pdf/2010-32512.pdf