Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/12/28?limit=200®isters=between&mode=atom2024-05-21T08:09:47-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32727.htmlNotice - Sunshine Act Meeting2010-12-28T00:00:00-08:002010-12-28T00:00:00-08:002010-32727Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-12-28/pdf/2010-32727.pdfhttps://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32650.htmlNotice - Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 20112010-12-28T00:00:00-08:002010-12-28T00:00:00-08:002010-32650Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-12-28/pdf/2010-32650.pdfhttps://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32623.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX LLC To Expand Its Short Term Option Program2010-12-28T00:00:00-08:002010-12-28T00:00:00-08:002010-32623Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-12-28/pdf/2010-32623.pdfhttps://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32622.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Making Permanent the Pilot Program That Offers Liquidity Takers a Reduced Transaction Fee Structure for Certain Bond Trades Executed on the NYSE Bonds System2010-12-28T00:00:00-08:002010-12-28T00:00:00-08:002010-32622Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-12-28/pdf/2010-32622.pdfhttps://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32615.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Continue the Practice Governing the Directed Order Process on BOX2010-12-28T00:00:00-08:002010-12-28T00:00:00-08:002010-32615Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-12-28/pdf/2010-32615.pdfhttps://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32614.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 11.52010-12-28T00:00:00-08:002010-12-28T00:00:00-08:002010-32614Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-12-28/pdf/2010-32614.pdfhttps://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32613.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 11.52010-12-28T00:00:00-08:002010-12-28T00:00:00-08:002010-32613Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-12-28/pdf/2010-32613.pdfhttps://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32608.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the SiM Dynamic Allocation Diversified Income ETF and SiM Dynamic Allocation Growth Income ETF2010-12-28T00:00:00-08:002010-12-28T00:00:00-08:002010-32608Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-12-28/pdf/2010-32608.pdfhttps://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32607.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Various NYSE Arca Equities Rules To Harmonize Them With Financial Industry Regulatory Authority Rules2010-12-28T00:00:00-08:002010-12-28T00:00:00-08:002010-32607Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-12-28/pdf/2010-32607.pdfhttps://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32553.htmlNotice - Submission for OMB Review; Comment Request2010-12-28T00:00:00-08:002010-12-28T00:00:00-08:002010-32553Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-12-28/pdf/2010-32553.pdfhttps://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32522.htmlNotice - Submission for OMB Review; Comment Request2010-12-28T00:00:00-08:002010-12-28T00:00:00-08:002010-32522Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-12-28/pdf/2010-32522.pdfhttps://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32521.htmlNotice - Proposed Collection; Comment Request2010-12-28T00:00:00-08:002010-12-28T00:00:00-08:002010-32521Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-12-28/pdf/2010-32521.pdfhttps://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32520.htmlNotice - Proposed Collection; Comment Request2010-12-28T00:00:00-08:002010-12-28T00:00:00-08:002010-32520Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-12-28/pdf/2010-32520.pdfhttps://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32519.htmlNotice - Proposed Collection; Comment Request2010-12-28T00:00:00-08:002010-12-28T00:00:00-08:002010-32519Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-12-28/pdf/2010-32519.pdfhttps://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32518.htmlNotice - Proposed Collection; Comment Request2010-12-28T00:00:00-08:002010-12-28T00:00:00-08:002010-32518Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-12-28/pdf/2010-32518.pdfhttps://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32517.htmlNotice - Proposed Collection; Comment Request2010-12-28T00:00:00-08:002010-12-28T00:00:00-08:002010-32517Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-12-28/pdf/2010-32517.pdfhttps://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32516.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend FINRA Rule 6140 (Other Trading Practices)2010-12-28T00:00:00-08:002010-12-28T00:00:00-08:002010-32516Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-12-28/pdf/2010-32516.pdfhttps://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32513.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Trading Shares of the Grail Western Asset Ultra Short Duration ETF Under NYSE Arca Equities Rule 8.6002010-12-28T00:00:00-08:002010-12-28T00:00:00-08:002010-32513Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-12-28/pdf/2010-32513.pdfhttps://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32512.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Hybrid Opening System2010-12-28T00:00:00-08:002010-12-28T00:00:00-08:002010-32512Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-12-28/pdf/2010-32512.pdf