Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/12/28?limit=200&registers=between&mode=atom 2024-05-21T08:09:47-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32727.html Notice - Sunshine Act Meeting 2010-12-28T00:00:00-08:00 2010-12-28T00:00:00-08:00 2010-32727 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-28/pdf/2010-32727.pdf https://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32650.html Notice - Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 2011 2010-12-28T00:00:00-08:00 2010-12-28T00:00:00-08:00 2010-32650 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-28/pdf/2010-32650.pdf https://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32623.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX LLC To Expand Its Short Term Option Program 2010-12-28T00:00:00-08:00 2010-12-28T00:00:00-08:00 2010-32623 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-28/pdf/2010-32623.pdf https://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32622.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Making Permanent the Pilot Program That Offers Liquidity Takers a Reduced Transaction Fee Structure for Certain Bond Trades Executed on the NYSE Bonds System 2010-12-28T00:00:00-08:00 2010-12-28T00:00:00-08:00 2010-32622 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-28/pdf/2010-32622.pdf https://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32615.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Continue the Practice Governing the Directed Order Process on BOX 2010-12-28T00:00:00-08:00 2010-12-28T00:00:00-08:00 2010-32615 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-28/pdf/2010-32615.pdf https://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32614.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 11.5 2010-12-28T00:00:00-08:00 2010-12-28T00:00:00-08:00 2010-32614 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-28/pdf/2010-32614.pdf https://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32613.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 11.5 2010-12-28T00:00:00-08:00 2010-12-28T00:00:00-08:00 2010-32613 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-28/pdf/2010-32613.pdf https://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32608.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the SiM Dynamic Allocation Diversified Income ETF and SiM Dynamic Allocation Growth Income ETF 2010-12-28T00:00:00-08:00 2010-12-28T00:00:00-08:00 2010-32608 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-28/pdf/2010-32608.pdf https://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32607.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Various NYSE Arca Equities Rules To Harmonize Them With Financial Industry Regulatory Authority Rules 2010-12-28T00:00:00-08:00 2010-12-28T00:00:00-08:00 2010-32607 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-28/pdf/2010-32607.pdf https://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32553.html Notice - Submission for OMB Review; Comment Request 2010-12-28T00:00:00-08:00 2010-12-28T00:00:00-08:00 2010-32553 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-28/pdf/2010-32553.pdf https://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32522.html Notice - Submission for OMB Review; Comment Request 2010-12-28T00:00:00-08:00 2010-12-28T00:00:00-08:00 2010-32522 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-28/pdf/2010-32522.pdf https://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32521.html Notice - Proposed Collection; Comment Request 2010-12-28T00:00:00-08:00 2010-12-28T00:00:00-08:00 2010-32521 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-28/pdf/2010-32521.pdf https://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32520.html Notice - Proposed Collection; Comment Request 2010-12-28T00:00:00-08:00 2010-12-28T00:00:00-08:00 2010-32520 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-28/pdf/2010-32520.pdf https://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32519.html Notice - Proposed Collection; Comment Request 2010-12-28T00:00:00-08:00 2010-12-28T00:00:00-08:00 2010-32519 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-28/pdf/2010-32519.pdf https://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32518.html Notice - Proposed Collection; Comment Request 2010-12-28T00:00:00-08:00 2010-12-28T00:00:00-08:00 2010-32518 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-28/pdf/2010-32518.pdf https://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32517.html Notice - Proposed Collection; Comment Request 2010-12-28T00:00:00-08:00 2010-12-28T00:00:00-08:00 2010-32517 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-28/pdf/2010-32517.pdf https://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32516.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend FINRA Rule 6140 (Other Trading Practices) 2010-12-28T00:00:00-08:00 2010-12-28T00:00:00-08:00 2010-32516 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-28/pdf/2010-32516.pdf https://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32513.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Trading Shares of the Grail Western Asset Ultra Short Duration ETF Under NYSE Arca Equities Rule 8.600 2010-12-28T00:00:00-08:00 2010-12-28T00:00:00-08:00 2010-32513 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-28/pdf/2010-32513.pdf https://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32512.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Hybrid Opening System 2010-12-28T00:00:00-08:00 2010-12-28T00:00:00-08:00 2010-32512 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-28/pdf/2010-32512.pdf