<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/12/23?registers=between Tue, 26 Nov 2024 23:15:44 -0800 Tue, 26 Nov 2024 23:15:44 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/12/23?registers=between Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2010/12/23/2010-32287.html https://regulations.justia.com/regulations/fedreg/2010/12/23/2010-32287.html Thu, 23 Dec 2010 00:00:00 -0800 2010-32287 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-23/pdf/2010-32287.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Amendment No. 2 to Proposed Rule Change To Amend EDGX Rules 11.9 and 11.5 https://regulations.justia.com/regulations/fedreg/2010/12/23/2010-32286.html https://regulations.justia.com/regulations/fedreg/2010/12/23/2010-32286.html Thu, 23 Dec 2010 00:00:00 -0800 2010-32286 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-23/pdf/2010-32286.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Amendment No. 2 to Proposed Rule Change To Amend EDGA Rules 11.9(b)(1)(C) and 11.5(c)(7) Regarding Step-Up Orders https://regulations.justia.com/regulations/fedreg/2010/12/23/2010-32285.html https://regulations.justia.com/regulations/fedreg/2010/12/23/2010-32285.html Thu, 23 Dec 2010 00:00:00 -0800 2010-32285 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-23/pdf/2010-32285.pdf Notice - Credit Rating Standardization Study https://regulations.justia.com/regulations/fedreg/2010/12/23/2010-32280.html https://regulations.justia.com/regulations/fedreg/2010/12/23/2010-32280.html Thu, 23 Dec 2010 00:00:00 -0800 2010-32280 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-23/pdf/2010-32280.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Granting Approval of a Proposed Rule Change To Authorize Additional Shares of Preferred Stock and Designate Shares as Series A Preferred Stock https://regulations.justia.com/regulations/fedreg/2010/12/23/2010-32225.html https://regulations.justia.com/regulations/fedreg/2010/12/23/2010-32225.html Thu, 23 Dec 2010 00:00:00 -0800 2010-32225 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-23/pdf/2010-32225.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify How Odd-Lots Are Handled on CBSX https://regulations.justia.com/regulations/fedreg/2010/12/23/2010-32224.html https://regulations.justia.com/regulations/fedreg/2010/12/23/2010-32224.html Thu, 23 Dec 2010 00:00:00 -0800 2010-32224 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-23/pdf/2010-32224.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Eliminate the Validated Cross Trade Entry Functionality https://regulations.justia.com/regulations/fedreg/2010/12/23/2010-32223.html https://regulations.justia.com/regulations/fedreg/2010/12/23/2010-32223.html Thu, 23 Dec 2010 00:00:00 -0800 2010-32223 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-23/pdf/2010-32223.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Options Overlying QNET https://regulations.justia.com/regulations/fedreg/2010/12/23/2010-32222.html https://regulations.justia.com/regulations/fedreg/2010/12/23/2010-32222.html Thu, 23 Dec 2010 00:00:00 -0800 2010-32222 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-23/pdf/2010-32222.pdf Proposed Rule - Disclosure of Payments by Resource Extraction Issuers https://regulations.justia.com/regulations/fedreg/2010/12/23/2010-31943.html https://regulations.justia.com/regulations/fedreg/2010/12/23/2010-31943.html Thu, 23 Dec 2010 00:00:00 -0800 2010-31943 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-12-23/pdf/2010-31943.pdf Proposed Rule - Conflict Minerals https://regulations.justia.com/regulations/fedreg/2010/12/23/2010-31940.html https://regulations.justia.com/regulations/fedreg/2010/12/23/2010-31940.html Thu, 23 Dec 2010 00:00:00 -0800 2010-31940 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-12-23/pdf/2010-31940.pdf