<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/12/22?registers=between Sat, 23 Nov 2024 08:03:35 -0800 Sat, 23 Nov 2024 08:03:35 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/12/22?registers=between Rule - Extension of Filing Accommodation for Static Pool Information in Filings With Respect to Asset-Backed Securities https://regulations.justia.com/regulations/fedreg/2010/12/22/2010-32098.html https://regulations.justia.com/regulations/fedreg/2010/12/22/2010-32098.html Wed, 22 Dec 2010 00:00:00 -0800 2010-32098 Rule http://www.gpo.gov/fdsys/pkg/FR-2010-12-22/pdf/2010-32098.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update a Cross-Reference in FINRA Rule 2232 (Customer Confirmations) https://regulations.justia.com/regulations/fedreg/2010/12/22/2010-32090.html https://regulations.justia.com/regulations/fedreg/2010/12/22/2010-32090.html Wed, 22 Dec 2010 00:00:00 -0800 2010-32090 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-22/pdf/2010-32090.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Order Approving a Proposed Rule Change Relating to Complex Orders https://regulations.justia.com/regulations/fedreg/2010/12/22/2010-32089.html https://regulations.justia.com/regulations/fedreg/2010/12/22/2010-32089.html Wed, 22 Dec 2010 00:00:00 -0800 2010-32089 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-22/pdf/2010-32089.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .11(a) to NYSE Amex Options Rule 915 To Permit Trading Options on Leveraged Exchange-Traded Notes and Broaden the Definition of Futures Linked Securities https://regulations.justia.com/regulations/fedreg/2010/12/22/2010-32087.html https://regulations.justia.com/regulations/fedreg/2010/12/22/2010-32087.html Wed, 22 Dec 2010 00:00:00 -0800 2010-32087 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-22/pdf/2010-32087.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amendments to Chicago Mercantile Exchange's Rules Governing Contract Specifications for Physically Delivered Single Security Futures https://regulations.justia.com/regulations/fedreg/2010/12/22/2010-32086.html https://regulations.justia.com/regulations/fedreg/2010/12/22/2010-32086.html Wed, 22 Dec 2010 00:00:00 -0800 2010-32086 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-22/pdf/2010-32086.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Regarding Rule 4.20-Anti-Money Laundering Compliance Program https://regulations.justia.com/regulations/fedreg/2010/12/22/2010-32067.html https://regulations.justia.com/regulations/fedreg/2010/12/22/2010-32067.html Wed, 22 Dec 2010 00:00:00 -0800 2010-32067 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-22/pdf/2010-32067.pdf Proposed Rule - Mine Safety Disclosure https://regulations.justia.com/regulations/fedreg/2010/12/22/2010-31941.html https://regulations.justia.com/regulations/fedreg/2010/12/22/2010-31941.html Wed, 22 Dec 2010 00:00:00 -0800 2010-31941 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-12-22/pdf/2010-31941.pdf