<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/12/08?registers=between Thu, 24 Apr 2025 17:20:16 -0700 Thu, 24 Apr 2025 17:20:16 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/12/08?registers=between Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Discontinue the Cost Basis Reporting Service https://regulations.justia.com/regulations/fedreg/2010/12/08/2010-30881.html https://regulations.justia.com/regulations/fedreg/2010/12/08/2010-30881.html Wed, 08 Dec 2010 00:00:00 -0800 2010-30881 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-08/pdf/2010-30881.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Amend Procedure II of the NSCC Rules & Procedures To Modify the Money Tolerance Comparison Provisions for Fixed Income Securities https://regulations.justia.com/regulations/fedreg/2010/12/08/2010-30880.html https://regulations.justia.com/regulations/fedreg/2010/12/08/2010-30880.html Wed, 08 Dec 2010 00:00:00 -0800 2010-30880 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-08/pdf/2010-30880.pdf Notice - Self-Regulatory Organizations; NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees https://regulations.justia.com/regulations/fedreg/2010/12/08/2010-30833.html https://regulations.justia.com/regulations/fedreg/2010/12/08/2010-30833.html Wed, 08 Dec 2010 00:00:00 -0800 2010-30833 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-08/pdf/2010-30833.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees https://regulations.justia.com/regulations/fedreg/2010/12/08/2010-30830.html https://regulations.justia.com/regulations/fedreg/2010/12/08/2010-30830.html Wed, 08 Dec 2010 00:00:00 -0800 2010-30830 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-08/pdf/2010-30830.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Effectuate an Amendment to Bylaws of NSX Holdings, Inc. https://regulations.justia.com/regulations/fedreg/2010/12/08/2010-30829.html https://regulations.justia.com/regulations/fedreg/2010/12/08/2010-30829.html Wed, 08 Dec 2010 00:00:00 -0800 2010-30829 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-08/pdf/2010-30829.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change Relating to The Price Improvement Period To Permit an Initiating Participant To Designate a PIP Surrender Quantity https://regulations.justia.com/regulations/fedreg/2010/12/08/2010-30804.html https://regulations.justia.com/regulations/fedreg/2010/12/08/2010-30804.html Wed, 08 Dec 2010 00:00:00 -0800 2010-30804 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-08/pdf/2010-30804.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by The NASDAQ Stock Market LLC To Clarify the Exclusion of Partial Trading Days From Certain Calculations Within the Investor Support Program https://regulations.justia.com/regulations/fedreg/2010/12/08/2010-30803.html https://regulations.justia.com/regulations/fedreg/2010/12/08/2010-30803.html Wed, 08 Dec 2010 00:00:00 -0800 2010-30803 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-08/pdf/2010-30803.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Extending the End-of-Day Cutoff Time for Processing to The Federal Reserve and To Reflect Other Changes Requested by the Federal Reserve https://regulations.justia.com/regulations/fedreg/2010/12/08/2010-30721.html https://regulations.justia.com/regulations/fedreg/2010/12/08/2010-30721.html Wed, 08 Dec 2010 00:00:00 -0800 2010-30721 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-08/pdf/2010-30721.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending the Exchange Price List With Respect to Nasdaq Securities Traded Pursuant to Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2010/12/08/2010-30718.html https://regulations.justia.com/regulations/fedreg/2010/12/08/2010-30718.html Wed, 08 Dec 2010 00:00:00 -0800 2010-30718 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-08/pdf/2010-30718.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC To Modify Fees for NASDAQ OMX PSX https://regulations.justia.com/regulations/fedreg/2010/12/08/2010-30703.html https://regulations.justia.com/regulations/fedreg/2010/12/08/2010-30703.html Wed, 08 Dec 2010 00:00:00 -0800 2010-30703 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-08/pdf/2010-30703.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Transaction Billing and Other Clarifying Amendments https://regulations.justia.com/regulations/fedreg/2010/12/08/2010-30702.html https://regulations.justia.com/regulations/fedreg/2010/12/08/2010-30702.html Wed, 08 Dec 2010 00:00:00 -0800 2010-30702 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-08/pdf/2010-30702.pdf Notice - Approval of Investment Adviser Registration Depository Filing Fees https://regulations.justia.com/regulations/fedreg/2010/12/08/2010-30701.html https://regulations.justia.com/regulations/fedreg/2010/12/08/2010-30701.html Wed, 08 Dec 2010 00:00:00 -0800 2010-30701 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-08/pdf/2010-30701.pdf