<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/12/06?registers=between Mon, 12 May 2025 00:38:32 -0700 Mon, 12 May 2025 00:38:32 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/12/06?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2010/12/06/2010-30628.html https://regulations.justia.com/regulations/fedreg/2010/12/06/2010-30628.html Mon, 06 Dec 2010 00:00:00 -0800 2010-30628 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-06/pdf/2010-30628.pdf Proposed Rule - Temporary Rule Regarding Principal Trades With Certain Advisory Clients https://regulations.justia.com/regulations/fedreg/2010/12/06/2010-30590.html https://regulations.justia.com/regulations/fedreg/2010/12/06/2010-30590.html Mon, 06 Dec 2010 00:00:00 -0800 2010-30590 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-12-06/pdf/2010-30590.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2010/12/06/2010-30530.html https://regulations.justia.com/regulations/fedreg/2010/12/06/2010-30530.html Mon, 06 Dec 2010 00:00:00 -0800 2010-30530 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-06/pdf/2010-30530.pdf Notice - American United Life Insurance Company, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2010/12/06/2010-30461.html https://regulations.justia.com/regulations/fedreg/2010/12/06/2010-30461.html Mon, 06 Dec 2010 00:00:00 -0800 2010-30461 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-06/pdf/2010-30461.pdf Notice - Securities Investor Protection Corporation; Notice of Filing of a Proposed Bylaw Change Relating to SIPC Fund Assessments on SIPC Members https://regulations.justia.com/regulations/fedreg/2010/12/06/2010-30434.html https://regulations.justia.com/regulations/fedreg/2010/12/06/2010-30434.html Mon, 06 Dec 2010 00:00:00 -0800 2010-30434 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-06/pdf/2010-30434.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 To Extend, Through December 31, 2011, the Pilot Program That Permits Certain Classes To Be Quoted in Penny Increments on BOX https://regulations.justia.com/regulations/fedreg/2010/12/06/2010-30432.html https://regulations.justia.com/regulations/fedreg/2010/12/06/2010-30432.html Mon, 06 Dec 2010 00:00:00 -0800 2010-30432 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-06/pdf/2010-30432.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Option Trading Rules in Order To Extend the Penny Pilot in Options Classes in Certain Issues Through December 31, 2011 https://regulations.justia.com/regulations/fedreg/2010/12/06/2010-30431.html https://regulations.justia.com/regulations/fedreg/2010/12/06/2010-30431.html Mon, 06 Dec 2010 00:00:00 -0800 2010-30431 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-06/pdf/2010-30431.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend to July 16, 2011, the Pilot Period for FINRA Rule 4240 (Margin Requirements for Credit Default Swaps) https://regulations.justia.com/regulations/fedreg/2010/12/06/2010-30429.html https://regulations.justia.com/regulations/fedreg/2010/12/06/2010-30429.html Mon, 06 Dec 2010 00:00:00 -0800 2010-30429 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-06/pdf/2010-30429.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2010/12/06/2010-30428.html https://regulations.justia.com/regulations/fedreg/2010/12/06/2010-30428.html Mon, 06 Dec 2010 00:00:00 -0800 2010-30428 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-06/pdf/2010-30428.pdf