<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/12/03?registers=between Tue, 26 Nov 2024 23:07:08 -0800 Tue, 26 Nov 2024 23:07:08 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/12/03?registers=between Notice - Order Extending Temporary Conditional Exemptions Under the Securities Exchange Act of 1934 in Connection With Request on Behalf of Eurex Clearing AG Related to Central Clearing of Credit Default Swaps and Request for Comment https://regulations.justia.com/regulations/fedreg/2010/12/03/2010-30376.html https://regulations.justia.com/regulations/fedreg/2010/12/03/2010-30376.html Fri, 03 Dec 2010 00:00:00 -0800 2010-30376 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-03/pdf/2010-30376.pdf Notice - Order Extending Temporary Conditional Exemptions Under The Securities Exchange Act of 1934 in Connection With Request on Behalf of Ice Clear Europe, Limited Related to Central Clearing of Credit Default Swaps and Request for Comment https://regulations.justia.com/regulations/fedreg/2010/12/03/2010-30375.html https://regulations.justia.com/regulations/fedreg/2010/12/03/2010-30375.html Fri, 03 Dec 2010 00:00:00 -0800 2010-30375 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-03/pdf/2010-30375.pdf Notice - Order Extending Temporary Conditional Exemptions Under the Securities Exchange Act of 1934 in Connection With Request of Chicago Mercantile Exchange Inc. Related to Central Clearing of Credit Default Swaps and Request for Comment https://regulations.justia.com/regulations/fedreg/2010/12/03/2010-30374.html https://regulations.justia.com/regulations/fedreg/2010/12/03/2010-30374.html Fri, 03 Dec 2010 00:00:00 -0800 2010-30374 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-03/pdf/2010-30374.pdf Notice - Order Extending and Modifying Temporary Exemptions Under the Securities Exchange Act of 1934 in Connection With Request of Ice Trust U.S. LLC Related to Central Clearing of Credit Default Swaps and Request for Comment https://regulations.justia.com/regulations/fedreg/2010/12/03/2010-30373.html https://regulations.justia.com/regulations/fedreg/2010/12/03/2010-30373.html Fri, 03 Dec 2010 00:00:00 -0800 2010-30373 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-03/pdf/2010-30373.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Option Trading Rules in Order To Extend the Penny Pilot in Options Classes in Certain Issues Through December 31, 2011 https://regulations.justia.com/regulations/fedreg/2010/12/03/2010-30329.html https://regulations.justia.com/regulations/fedreg/2010/12/03/2010-30329.html Fri, 03 Dec 2010 00:00:00 -0800 2010-30329 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-03/pdf/2010-30329.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2010/12/03/2010-30320.html https://regulations.justia.com/regulations/fedreg/2010/12/03/2010-30320.html Fri, 03 Dec 2010 00:00:00 -0800 2010-30320 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-03/pdf/2010-30320.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Proposed Implementation Period for the Rule Changes Approved in SR-FINRA-2010-042 (Verification of Assets) https://regulations.justia.com/regulations/fedreg/2010/12/03/2010-30319.html https://regulations.justia.com/regulations/fedreg/2010/12/03/2010-30319.html Fri, 03 Dec 2010 00:00:00 -0800 2010-30319 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-03/pdf/2010-30319.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 5190 To Correspond With Rule Changes Filed by the Financial Industry Regulatory Authority, Inc. https://regulations.justia.com/regulations/fedreg/2010/12/03/2010-30318.html https://regulations.justia.com/regulations/fedreg/2010/12/03/2010-30318.html Fri, 03 Dec 2010 00:00:00 -0800 2010-30318 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-03/pdf/2010-30318.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 5190 To Correspond With Rule Changes Filed by the Financial Industry Regulatory Authority, Inc. https://regulations.justia.com/regulations/fedreg/2010/12/03/2010-30317.html https://regulations.justia.com/regulations/fedreg/2010/12/03/2010-30317.html Fri, 03 Dec 2010 00:00:00 -0800 2010-30317 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-03/pdf/2010-30317.pdf