<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/11/30?registers=between Wed, 27 Nov 2024 00:53:26 -0800 Wed, 27 Nov 2024 00:53:26 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/11/30?registers=between Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to Establishing an Automated Service for the Processing of Transfers, Replacements, and Exchanges of Insurance and Retirement Products https://regulations.justia.com/regulations/fedreg/2010/11/30/2010-30088.html https://regulations.justia.com/regulations/fedreg/2010/11/30/2010-30088.html Tue, 30 Nov 2010 00:00:00 -0800 2010-30088 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-30/pdf/2010-30088.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Amex LLC Company Guide To Adopt Additional Criteria for Listing Special Purpose Acquisition Companies (SPACs) That Have Indicated That Their Business Plan Is To Engage in a Merger or Acquisition With an Unidentified Company or Companies https://regulations.justia.com/regulations/fedreg/2010/11/30/2010-30087.html https://regulations.justia.com/regulations/fedreg/2010/11/30/2010-30087.html Tue, 30 Nov 2010 00:00:00 -0800 2010-30087 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-30/pdf/2010-30087.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period for Boston Options Exchange To Receive Inbound Routes of Orders From Nasdaq Options Services https://regulations.justia.com/regulations/fedreg/2010/11/30/2010-30035.html https://regulations.justia.com/regulations/fedreg/2010/11/30/2010-30035.html Tue, 30 Nov 2010 00:00:00 -0800 2010-30035 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-30/pdf/2010-30035.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of a Proposed Rule Change To Introduce Cross-Margining of Certain Positions Cleared at the Fixed Income Clearing Corporation and Certain Positions Cleared at New York Portfolio Clearing, LLC https://regulations.justia.com/regulations/fedreg/2010/11/30/2010-30034.html https://regulations.justia.com/regulations/fedreg/2010/11/30/2010-30034.html Tue, 30 Nov 2010 00:00:00 -0800 2010-30034 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-30/pdf/2010-30034.pdf