Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/11/30?limit=200®isters=between&mode=atom2024-11-30T03:57:36-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2010/11/30/2010-30088.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to Establishing an Automated Service for the Processing of Transfers, Replacements, and Exchanges of Insurance and Retirement Products2010-11-30T00:00:00-08:002010-11-30T00:00:00-08:002010-30088Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-11-30/pdf/2010-30088.pdfhttps://regulations.justia.com/regulations/fedreg/2010/11/30/2010-30087.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Amex LLC Company Guide To Adopt Additional Criteria for Listing Special Purpose Acquisition Companies (SPACs) That Have Indicated That Their Business Plan Is To Engage in a Merger or Acquisition With an Unidentified Company or Companies2010-11-30T00:00:00-08:002010-11-30T00:00:00-08:002010-30087Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-11-30/pdf/2010-30087.pdfhttps://regulations.justia.com/regulations/fedreg/2010/11/30/2010-30035.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period for Boston Options Exchange To Receive Inbound Routes of Orders From Nasdaq Options Services2010-11-30T00:00:00-08:002010-11-30T00:00:00-08:002010-30035Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-11-30/pdf/2010-30035.pdfhttps://regulations.justia.com/regulations/fedreg/2010/11/30/2010-30034.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of a Proposed Rule Change To Introduce Cross-Margining of Certain Positions Cleared at the Fixed Income Clearing Corporation and Certain Positions Cleared at New York Portfolio Clearing, LLC2010-11-30T00:00:00-08:002010-11-30T00:00:00-08:002010-30034Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-11-30/pdf/2010-30034.pdf