<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/11/26?registers=between Wed, 27 Nov 2024 00:52:56 -0800 Wed, 27 Nov 2024 00:52:56 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/11/26?registers=between Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 4360 (Fidelity Bonds) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2010/11/26/2010-29727.html https://regulations.justia.com/regulations/fedreg/2010/11/26/2010-29727.html Fri, 26 Nov 2010 00:00:00 -0800 2010-29727 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-26/pdf/2010-29727.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2010/11/26/2010-29725.html https://regulations.justia.com/regulations/fedreg/2010/11/26/2010-29725.html Fri, 26 Nov 2010 00:00:00 -0800 2010-29725 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-26/pdf/2010-29725.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Two Aspects of the Rules and Operation of The NASDAQ Options Market https://regulations.justia.com/regulations/fedreg/2010/11/26/2010-29721.html https://regulations.justia.com/regulations/fedreg/2010/11/26/2010-29721.html Fri, 26 Nov 2010 00:00:00 -0800 2010-29721 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-26/pdf/2010-29721.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of Proposed Rule Change Consisting of Fee Changes to Its Real-Time Transaction Price Service and Comprehensive Transaction Price Service, and Termination of its T+1 Transaction Price Service https://regulations.justia.com/regulations/fedreg/2010/11/26/2010-29720.html https://regulations.justia.com/regulations/fedreg/2010/11/26/2010-29720.html Fri, 26 Nov 2010 00:00:00 -0800 2010-29720 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-26/pdf/2010-29720.pdf Rule - Extension of Temporary Exemptions for Eligible Credit Default Swaps To Facilitate Operation of Central Counterparties To Clear and Settle Credit Default Swaps https://regulations.justia.com/regulations/fedreg/2010/11/26/2010-29702.html https://regulations.justia.com/regulations/fedreg/2010/11/26/2010-29702.html Fri, 26 Nov 2010 00:00:00 -0800 2010-29702 Rule http://www.gpo.gov/fdsys/pkg/FR-2010-11-26/pdf/2010-29702.pdf