Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/11/24?limit=200&registers=between&mode=atom 2024-11-27T00:53:58-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2010/11/24/2010-29614.html Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment No. 1, to Amend BYX Rule 11.8, Entitled “Obligations of Market Makers” 2010-11-24T00:00:00-08:00 2010-11-24T00:00:00-08:00 2010-29614 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-24/pdf/2010-29614.pdf https://regulations.justia.com/regulations/fedreg/2010/11/24/2010-29612.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding a Clerical Change to Nasdaq Rules 2010-11-24T00:00:00-08:00 2010-11-24T00:00:00-08:00 2010-29612 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-24/pdf/2010-29612.pdf https://regulations.justia.com/regulations/fedreg/2010/11/24/2010-29594.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to a $5 Strike Price Program 2010-11-24T00:00:00-08:00 2010-11-24T00:00:00-08:00 2010-29594 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-24/pdf/2010-29594.pdf https://regulations.justia.com/regulations/fedreg/2010/11/24/2010-29593.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Expanding the Delta Hedging Exemption Available for Equity Options Position Limits and Adopting a Delta Hedging Exemption From Certain Index Options Position Limits 2010-11-24T00:00:00-08:00 2010-11-24T00:00:00-08:00 2010-29593 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-24/pdf/2010-29593.pdf https://regulations.justia.com/regulations/fedreg/2010/11/24/2010-29592.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Expanding the Delta Hedging Exemption Available for Equity Options Position Limits and Adopting a Delta Hedging Exemption From Certain Index Options Position Limits 2010-11-24T00:00:00-08:00 2010-11-24T00:00:00-08:00 2010-29592 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-24/pdf/2010-29592.pdf https://regulations.justia.com/regulations/fedreg/2010/11/24/2010-29591.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend EDGX Rules 11.9(b)(1)(C) and 11.5(c)(7) Regarding Step-Up Orders 2010-11-24T00:00:00-08:00 2010-11-24T00:00:00-08:00 2010-29591 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-24/pdf/2010-29591.pdf https://regulations.justia.com/regulations/fedreg/2010/11/24/2010-29590.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend EDGA Rules 11.9(b)(1)(C) and 11.5(c)(7) Regarding Step-Up Orders 2010-11-24T00:00:00-08:00 2010-11-24T00:00:00-08:00 2010-29590 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-24/pdf/2010-29590.pdf https://regulations.justia.com/regulations/fedreg/2010/11/24/2010-29589.html Notice - ETSpreads, LLC, et al.; Notice of Application 2010-11-24T00:00:00-08:00 2010-11-24T00:00:00-08:00 2010-29589 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-24/pdf/2010-29589.pdf https://regulations.justia.com/regulations/fedreg/2010/11/24/2010-29588.html Notice - SSgA Funds Management, Inc., et al.; Notice of Application 2010-11-24T00:00:00-08:00 2010-11-24T00:00:00-08:00 2010-29588 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-24/pdf/2010-29588.pdf https://regulations.justia.com/regulations/fedreg/2010/11/24/2010-29562.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange-Traded Notes 2010-11-24T00:00:00-08:00 2010-11-24T00:00:00-08:00 2010-29562 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-24/pdf/2010-29562.pdf https://regulations.justia.com/regulations/fedreg/2010/11/24/2010-29561.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange-Traded Notes 2010-11-24T00:00:00-08:00 2010-11-24T00:00:00-08:00 2010-29561 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-24/pdf/2010-29561.pdf https://regulations.justia.com/regulations/fedreg/2010/11/24/2010-29560.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of Shares of the Peritus High Yield ETF 2010-11-24T00:00:00-08:00 2010-11-24T00:00:00-08:00 2010-29560 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-24/pdf/2010-29560.pdf https://regulations.justia.com/regulations/fedreg/2010/11/24/2010-29559.html Notice - Fifth Street Finance Corp., et al.; Notice of Application 2010-11-24T00:00:00-08:00 2010-11-24T00:00:00-08:00 2010-29559 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-24/pdf/2010-29559.pdf