Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/11/23?limit=200®isters=between&mode=atom2024-05-16T21:45:08-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2010/11/23/2010-29595.htmlNotice - Sunshine Act Meeting2010-11-23T00:00:00-08:002010-11-23T00:00:00-08:002010-29595Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-11-23/pdf/2010-29595.pdfhttps://regulations.justia.com/regulations/fedreg/2010/11/23/2010-29447.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 to a Proposed Rule Change and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt FINRA Rules 2090 (Know Your Customer) and 2111 (Suitability) in the Consolidated FINRA Rulebook2010-11-23T00:00:00-08:002010-11-23T00:00:00-08:002010-29447Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-11-23/pdf/2010-29447.pdfhttps://regulations.justia.com/regulations/fedreg/2010/11/23/2010-29402.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Data Fees2010-11-23T00:00:00-08:002010-11-23T00:00:00-08:002010-29402Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-11-23/pdf/2010-29402.pdfhttps://regulations.justia.com/regulations/fedreg/2010/11/23/2010-29401.htmlNotice - Self-Regulatory Organizations; the Depository Trust Company; Notice of Filing of Proposed Rule Change To Amend Rules Relating to the Requirement To Maintain a Balance Certificate in the Fast Automated Securities Transfer Program2010-11-23T00:00:00-08:002010-11-23T00:00:00-08:002010-29401Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-11-23/pdf/2010-29401.pdf