<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/11/22?registers=between Wed, 27 Nov 2024 00:34:56 -0800 Wed, 27 Nov 2024 00:34:56 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/11/22?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2010/11/22/2010-29475.html https://regulations.justia.com/regulations/fedreg/2010/11/22/2010-29475.html Mon, 22 Nov 2010 00:00:00 -0800 2010-29475 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-22/pdf/2010-29475.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Certain Cross-References and Make Non-Substantive Technical Changes to Certain FINRA Rules https://regulations.justia.com/regulations/fedreg/2010/11/22/2010-29395.html https://regulations.justia.com/regulations/fedreg/2010/11/22/2010-29395.html Mon, 22 Nov 2010 00:00:00 -0800 2010-29395 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-22/pdf/2010-29395.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a Pilot Program to List Series With Additional Expiration Months for Each Class of Options Opened for Trading on BOX https://regulations.justia.com/regulations/fedreg/2010/11/22/2010-29352.html https://regulations.justia.com/regulations/fedreg/2010/11/22/2010-29352.html Mon, 22 Nov 2010 00:00:00 -0800 2010-29352 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-22/pdf/2010-29352.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the ProShares VIX Short-Term Futures ETF and the ProShares VIX Mid-Term Futures ETF https://regulations.justia.com/regulations/fedreg/2010/11/22/2010-29351.html https://regulations.justia.com/regulations/fedreg/2010/11/22/2010-29351.html Mon, 22 Nov 2010 00:00:00 -0800 2010-29351 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-22/pdf/2010-29351.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a $0.50 Strike Program https://regulations.justia.com/regulations/fedreg/2010/11/22/2010-29344.html https://regulations.justia.com/regulations/fedreg/2010/11/22/2010-29344.html Mon, 22 Nov 2010 00:00:00 -0800 2010-29344 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-22/pdf/2010-29344.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change Relating to Certain Membership Rules https://regulations.justia.com/regulations/fedreg/2010/11/22/2010-29343.html https://regulations.justia.com/regulations/fedreg/2010/11/22/2010-29343.html Mon, 22 Nov 2010 00:00:00 -0800 2010-29343 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-22/pdf/2010-29343.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 1113 (Restriction Pertaining to New Member Applications) and To Amend the FINRA Rule 9520 Series (Eligibility Proceedings) https://regulations.justia.com/regulations/fedreg/2010/11/22/2010-29281.html https://regulations.justia.com/regulations/fedreg/2010/11/22/2010-29281.html Mon, 22 Nov 2010 00:00:00 -0800 2010-29281 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-22/pdf/2010-29281.pdf