Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/11/18?limit=200&registers=between&mode=atom 2024-11-27T00:51:42-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2010/11/18/2010-29080.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Amendments to Rule A-12, on Initial Fee, and Rule A-14, on Annual Fee 2010-11-18T00:00:00-08:00 2010-11-18T00:00:00-08:00 2010-29080 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-18/pdf/2010-29080.pdf https://regulations.justia.com/regulations/fedreg/2010/11/18/2010-29079.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change Relating to the Expansion of the Order Audit Trail System to All NMS Stocks 2010-11-18T00:00:00-08:00 2010-11-18T00:00:00-08:00 2010-29079 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-18/pdf/2010-29079.pdf https://regulations.justia.com/regulations/fedreg/2010/11/18/2010-29078.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Revisions to the Study Outline and Selection Specifications for the Municipal Securities Representative Qualification Examination (Series 52) Program 2010-11-18T00:00:00-08:00 2010-11-18T00:00:00-08:00 2010-29078 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-18/pdf/2010-29078.pdf https://regulations.justia.com/regulations/fedreg/2010/11/18/2010-29077.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Amendments to Rule G-5, on Disciplinary Actions by Appropriate Regulatory Agencies, Remedial Notices by Registered Securities Associations; and Rule G-17, on Conduct of Municipal Securities Activities 2010-11-18T00:00:00-08:00 2010-11-18T00:00:00-08:00 2010-29077 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-18/pdf/2010-29077.pdf