<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/11/16?registers=between Sat, 30 Nov 2024 04:40:34 -0800 Sat, 30 Nov 2024 04:40:34 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/11/16?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2010/11/16/2010-28924.html https://regulations.justia.com/regulations/fedreg/2010/11/16/2010-28924.html Tue, 16 Nov 2010 00:00:00 -0800 2010-28924 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-16/pdf/2010-28924.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2010/11/16/2010-28865.html https://regulations.justia.com/regulations/fedreg/2010/11/16/2010-28865.html Tue, 16 Nov 2010 00:00:00 -0800 2010-28865 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-16/pdf/2010-28865.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change Relating to Weekly Options And Monthly Options https://regulations.justia.com/regulations/fedreg/2010/11/16/2010-28830.html https://regulations.justia.com/regulations/fedreg/2010/11/16/2010-28830.html Tue, 16 Nov 2010 00:00:00 -0800 2010-28830 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-16/pdf/2010-28830.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Making a Technical Amendment to Its Rules To Insert the Specific Date for the Additional Expiration Months Pilot Program https://regulations.justia.com/regulations/fedreg/2010/11/16/2010-28829.html https://regulations.justia.com/regulations/fedreg/2010/11/16/2010-28829.html Tue, 16 Nov 2010 00:00:00 -0800 2010-28829 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-16/pdf/2010-28829.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Making a Technical Amendment to Its Rules to Insert the Specific Date for the Additional Expiration Months Pilot Program https://regulations.justia.com/regulations/fedreg/2010/11/16/2010-28778.html https://regulations.justia.com/regulations/fedreg/2010/11/16/2010-28778.html Tue, 16 Nov 2010 00:00:00 -0800 2010-28778 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-16/pdf/2010-28778.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/11/16/2010-28777.html https://regulations.justia.com/regulations/fedreg/2010/11/16/2010-28777.html Tue, 16 Nov 2010 00:00:00 -0800 2010-28777 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-16/pdf/2010-28777.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rules 2.5 and 11.4 To Permit Qualification and Registration of Authorized Traders of Members Pursuant to Certain Foreign Examination Modules Equivalent to the Series 7 Examination https://regulations.justia.com/regulations/fedreg/2010/11/16/2010-28749.html https://regulations.justia.com/regulations/fedreg/2010/11/16/2010-28749.html Tue, 16 Nov 2010 00:00:00 -0800 2010-28749 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-16/pdf/2010-28749.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rules 2.5 and 11.4 To Permit Qualification and Registration of Authorized Traders of Members Pursuant to Certain Foreign Examination Modules Equivalent to the Series 7 Examination https://regulations.justia.com/regulations/fedreg/2010/11/16/2010-28748.html https://regulations.justia.com/regulations/fedreg/2010/11/16/2010-28748.html Tue, 16 Nov 2010 00:00:00 -0800 2010-28748 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-16/pdf/2010-28748.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity https://regulations.justia.com/regulations/fedreg/2010/11/16/2010-28747.html https://regulations.justia.com/regulations/fedreg/2010/11/16/2010-28747.html Tue, 16 Nov 2010 00:00:00 -0800 2010-28747 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-16/pdf/2010-28747.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to Cash-Settled Foreign Currency Options With One-Cent Exercise Prices https://regulations.justia.com/regulations/fedreg/2010/11/16/2010-28746.html https://regulations.justia.com/regulations/fedreg/2010/11/16/2010-28746.html Tue, 16 Nov 2010 00:00:00 -0800 2010-28746 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-16/pdf/2010-28746.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Applicable Sections of Its Schedules of Fees and Charges for Exchange Services for Both Its Equities and Options Platforms (the “Schedules”) To Reflect Fees Charged for Co-location Services https://regulations.justia.com/regulations/fedreg/2010/11/16/2010-28691.html https://regulations.justia.com/regulations/fedreg/2010/11/16/2010-28691.html Tue, 16 Nov 2010 00:00:00 -0800 2010-28691 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-16/pdf/2010-28691.pdf