Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/11/04?limit=200&registers=between&mode=atom 2024-11-27T02:00:37-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2010/11/04/2010-27861.html Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2010-11-04T00:00:00-07:00 2010-11-04T00:00:00-07:00 2010-27861 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-04/pdf/2010-27861.pdf https://regulations.justia.com/regulations/fedreg/2010/11/04/2010-27860.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Proposed Fee 2010-11-04T00:00:00-07:00 2010-11-04T00:00:00-07:00 2010-27860 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-04/pdf/2010-27860.pdf https://regulations.justia.com/regulations/fedreg/2010/11/04/2010-27858.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Market Maker Tier Appointment Cost for SPX 2010-11-04T00:00:00-07:00 2010-11-04T00:00:00-07:00 2010-27858 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-04/pdf/2010-27858.pdf https://regulations.justia.com/regulations/fedreg/2010/11/04/2010-27857.html Notice - Notice of Intention To Cancel Registrations of Certain Transfer Agents 2010-11-04T00:00:00-07:00 2010-11-04T00:00:00-07:00 2010-27857 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-04/pdf/2010-27857.pdf https://regulations.justia.com/regulations/fedreg/2010/11/04/2010-27856.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Implement a Disincentive Fee Associated With the Deposit Automation Management System 2010-11-04T00:00:00-07:00 2010-11-04T00:00:00-07:00 2010-27856 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-04/pdf/2010-27856.pdf