<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/11/04?registers=between Thu, 09 May 2024 01:22:25 -0700 Thu, 09 May 2024 01:22:25 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/11/04?registers=between Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2010/11/04/2010-27861.html https://regulations.justia.com/regulations/fedreg/2010/11/04/2010-27861.html Thu, 04 Nov 2010 00:00:00 -0700 2010-27861 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-04/pdf/2010-27861.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Proposed Fee https://regulations.justia.com/regulations/fedreg/2010/11/04/2010-27860.html https://regulations.justia.com/regulations/fedreg/2010/11/04/2010-27860.html Thu, 04 Nov 2010 00:00:00 -0700 2010-27860 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-04/pdf/2010-27860.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Market Maker Tier Appointment Cost for SPX https://regulations.justia.com/regulations/fedreg/2010/11/04/2010-27858.html https://regulations.justia.com/regulations/fedreg/2010/11/04/2010-27858.html Thu, 04 Nov 2010 00:00:00 -0700 2010-27858 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-04/pdf/2010-27858.pdf Notice - Notice of Intention To Cancel Registrations of Certain Transfer Agents https://regulations.justia.com/regulations/fedreg/2010/11/04/2010-27857.html https://regulations.justia.com/regulations/fedreg/2010/11/04/2010-27857.html Thu, 04 Nov 2010 00:00:00 -0700 2010-27857 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-04/pdf/2010-27857.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Implement a Disincentive Fee Associated With the Deposit Automation Management System https://regulations.justia.com/regulations/fedreg/2010/11/04/2010-27856.html https://regulations.justia.com/regulations/fedreg/2010/11/04/2010-27856.html Thu, 04 Nov 2010 00:00:00 -0700 2010-27856 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-04/pdf/2010-27856.pdf