<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/10/25?registers=between Mon, 25 Nov 2024 23:40:21 -0800 Mon, 25 Nov 2024 23:40:21 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/10/25?registers=between Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. To Establish a Pilot Program To List Series With Additional Expiration Months for Each Class of Options Opened for Trading on the Exchange https://regulations.justia.com/regulations/fedreg/2010/10/25/2010-26926.html https://regulations.justia.com/regulations/fedreg/2010/10/25/2010-26926.html Mon, 25 Oct 2010 00:00:00 -0700 2010-26926 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-25/pdf/2010-26926.pdf Notice - Citigroup Global Markets Inc., et al.; Notice of Application and Temporary Order https://regulations.justia.com/regulations/fedreg/2010/10/25/2010-26870.html https://regulations.justia.com/regulations/fedreg/2010/10/25/2010-26870.html Mon, 25 Oct 2010 00:00:00 -0700 2010-26870 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-25/pdf/2010-26870.pdf Notice - Self-Regulatory Organizations; Order Approving Proposed Rule Change by NASDAQ OMX PHLX, Inc. To Expand the $.50 Strike Price Program https://regulations.justia.com/regulations/fedreg/2010/10/25/2010-26827.html https://regulations.justia.com/regulations/fedreg/2010/10/25/2010-26827.html Mon, 25 Oct 2010 00:00:00 -0700 2010-26827 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-25/pdf/2010-26827.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 of Rule 903G To Permit Certain FLEX Options To Trade Under the FLEX Trading Procedures for a Limited Time https://regulations.justia.com/regulations/fedreg/2010/10/25/2010-26826.html https://regulations.justia.com/regulations/fedreg/2010/10/25/2010-26826.html Mon, 25 Oct 2010 00:00:00 -0700 2010-26826 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-25/pdf/2010-26826.pdf Proposed Rule - Disclosure for Asset-Backed Securities Required by Section 943 of the Dodd-Frank Wall Street Reform and Consumer Protection Act https://regulations.justia.com/regulations/fedreg/2010/10/25/2010-26810.html https://regulations.justia.com/regulations/fedreg/2010/10/25/2010-26810.html Mon, 25 Oct 2010 00:00:00 -0700 2010-26810 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-10-25/pdf/2010-26810.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendment to NYSE Arca Equities Rule 8.500 To Accommodate Trading of Trust Units https://regulations.justia.com/regulations/fedreg/2010/10/25/2010-26806.html https://regulations.justia.com/regulations/fedreg/2010/10/25/2010-26806.html Mon, 25 Oct 2010 00:00:00 -0700 2010-26806 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-25/pdf/2010-26806.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Enhance the Reconfirmation and Pricing Service, Including the Creation of the Obligation Warehouse https://regulations.justia.com/regulations/fedreg/2010/10/25/2010-26805.html https://regulations.justia.com/regulations/fedreg/2010/10/25/2010-26805.html Mon, 25 Oct 2010 00:00:00 -0700 2010-26805 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-25/pdf/2010-26805.pdf Notice - Canadian Derivatives Clearing Corporation; Order Approving Accelerated Distribution of an Amended Options Disclosure Document https://regulations.justia.com/regulations/fedreg/2010/10/25/2010-26803.html https://regulations.justia.com/regulations/fedreg/2010/10/25/2010-26803.html Mon, 25 Oct 2010 00:00:00 -0700 2010-26803 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-25/pdf/2010-26803.pdf Notice - Self-Regulatory Organizations; the Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Clearing Member Trade Assignment Arrangements https://regulations.justia.com/regulations/fedreg/2010/10/25/2010-26802.html https://regulations.justia.com/regulations/fedreg/2010/10/25/2010-26802.html Mon, 25 Oct 2010 00:00:00 -0700 2010-26802 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-25/pdf/2010-26802.pdf Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Options Order Protection and Locked/Crossed Market Plan To Add the C2 Options Exchange, Incorporated as a Participant https://regulations.justia.com/regulations/fedreg/2010/10/25/2010-26801.html https://regulations.justia.com/regulations/fedreg/2010/10/25/2010-26801.html Mon, 25 Oct 2010 00:00:00 -0700 2010-26801 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-25/pdf/2010-26801.pdf