Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/10/19?limit=200&registers=between&mode=atom 2024-11-25T23:29:20-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2010/10/19/2010-26279.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change To List Series With Up to 12 Expiration Months for Broad-Based Security Index Options Upon Which the Exchange Calculates a Volatility Index 2010-10-19T00:00:00-07:00 2010-10-19T00:00:00-07:00 2010-26279 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-19/pdf/2010-26279.pdf https://regulations.justia.com/regulations/fedreg/2010/10/19/2010-26278.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Consisting of Amendments to Rule A-13 To Increase Transaction Assessments for Certain Municipal Securities Transactions Reported to the Board and To Institute a New Technology Fee on Reported Sales Transactions 2010-10-19T00:00:00-07:00 2010-10-19T00:00:00-07:00 2010-26278 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-19/pdf/2010-26278.pdf https://regulations.justia.com/regulations/fedreg/2010/10/19/2010-26246.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Fee Pilot Program for NASDAQ Last Sale 2010-10-19T00:00:00-07:00 2010-10-19T00:00:00-07:00 2010-26246 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-19/pdf/2010-26246.pdf https://regulations.justia.com/regulations/fedreg/2010/10/19/2010-26245.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ's Order Routing Rule 2010-10-19T00:00:00-07:00 2010-10-19T00:00:00-07:00 2010-26245 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-19/pdf/2010-26245.pdf https://regulations.justia.com/regulations/fedreg/2010/10/19/2010-26215.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Instituting Proceedings To Determine Whether To Disapprove Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Rule 4753(c) as a Six Month Pilot in 100 NASDAQ-Listed Securities 2010-10-19T00:00:00-07:00 2010-10-19T00:00:00-07:00 2010-26215 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-19/pdf/2010-26215.pdf https://regulations.justia.com/regulations/fedreg/2010/10/19/2010-26209.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by BATS Exchange, Inc. To Amend BATS Rule 21.9, Entitled “Order Routing” 2010-10-19T00:00:00-07:00 2010-10-19T00:00:00-07:00 2010-26209 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-19/pdf/2010-26209.pdf https://regulations.justia.com/regulations/fedreg/2010/10/19/2010-26208.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise an Optional Depth Data Enterprise License Fee for Broker-Dealer Distribution of Depth-of-Book Data 2010-10-19T00:00:00-07:00 2010-10-19T00:00:00-07:00 2010-26208 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-19/pdf/2010-26208.pdf https://regulations.justia.com/regulations/fedreg/2010/10/19/2010-26206.html Rule - Technical Amendments to Forms N-CSR and N-SAR in Connection With the Comprehensive Iran Sanctions, Accountability, and Divestment Act of 2010 2010-10-19T00:00:00-07:00 2010-10-19T00:00:00-07:00 2010-26206 Rule http://www.gpo.gov/fdsys/pkg/FR-2010-10-19/pdf/2010-26206.pdf https://regulations.justia.com/regulations/fedreg/2010/10/19/2010-26172.html Proposed Rule - Issuer Review of Assets in Offerings of Asset-Backed Securities 2010-10-19T00:00:00-07:00 2010-10-19T00:00:00-07:00 2010-26172 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-10-19/pdf/2010-26172.pdf https://regulations.justia.com/regulations/fedreg/2010/10/19/2010-26109.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending the Exchange Price List 2010-10-19T00:00:00-07:00 2010-10-19T00:00:00-07:00 2010-26109 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-19/pdf/2010-26109.pdf