<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/10/18?registers=between Fri, 29 Nov 2024 11:35:55 -0800 Fri, 29 Nov 2024 11:35:55 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/10/18?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2010/10/18/2010-26280.html https://regulations.justia.com/regulations/fedreg/2010/10/18/2010-26280.html Mon, 18 Oct 2010 00:00:00 -0700 2010-26280 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-18/pdf/2010-26280.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Consisting of Fee Changes to Its Real-Time Transaction Price Service and Comprehensive Transaction Price Service, and Termination of Its T+1 Transaction Price Service https://regulations.justia.com/regulations/fedreg/2010/10/18/2010-26182.html https://regulations.justia.com/regulations/fedreg/2010/10/18/2010-26182.html Mon, 18 Oct 2010 00:00:00 -0700 2010-26182 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-18/pdf/2010-26182.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Amended and Restated Articles of Incorporation of Municipal Securities Rulemaking Board https://regulations.justia.com/regulations/fedreg/2010/10/18/2010-26178.html https://regulations.justia.com/regulations/fedreg/2010/10/18/2010-26178.html Mon, 18 Oct 2010 00:00:00 -0700 2010-26178 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-18/pdf/2010-26178.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving Proposed Rule Change Relating to Amendments to the Continuing Disclosure Service of the MSRB's Electronic Municipal Market Access System (EMMA®) https://regulations.justia.com/regulations/fedreg/2010/10/18/2010-26177.html https://regulations.justia.com/regulations/fedreg/2010/10/18/2010-26177.html Mon, 18 Oct 2010 00:00:00 -0700 2010-26177 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-18/pdf/2010-26177.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2010/10/18/2010-26176.html https://regulations.justia.com/regulations/fedreg/2010/10/18/2010-26176.html Mon, 18 Oct 2010 00:00:00 -0700 2010-26176 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-18/pdf/2010-26176.pdf Notice - Self-Regulatory Organizations; Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to PIXL Fees https://regulations.justia.com/regulations/fedreg/2010/10/18/2010-26175.html https://regulations.justia.com/regulations/fedreg/2010/10/18/2010-26175.html Mon, 18 Oct 2010 00:00:00 -0700 2010-26175 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-18/pdf/2010-26175.pdf Notice - Notice: Existing Collection; Comment Requested https://regulations.justia.com/regulations/fedreg/2010/10/18/2010-26166.html https://regulations.justia.com/regulations/fedreg/2010/10/18/2010-26166.html Mon, 18 Oct 2010 00:00:00 -0700 2010-26166 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-18/pdf/2010-26166.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change To List and Trade Shares of Cambria Global Tactical ETF https://regulations.justia.com/regulations/fedreg/2010/10/18/2010-26132.html https://regulations.justia.com/regulations/fedreg/2010/10/18/2010-26132.html Mon, 18 Oct 2010 00:00:00 -0700 2010-26132 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-18/pdf/2010-26132.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of Proposed Rule Change Relating to Rule G-37, on Political Contributions and Prohibitions on Municipal Securities Business https://regulations.justia.com/regulations/fedreg/2010/10/18/2010-26131.html https://regulations.justia.com/regulations/fedreg/2010/10/18/2010-26131.html Mon, 18 Oct 2010 00:00:00 -0700 2010-26131 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-18/pdf/2010-26131.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Floor Broker Responsibilities https://regulations.justia.com/regulations/fedreg/2010/10/18/2010-26130.html https://regulations.justia.com/regulations/fedreg/2010/10/18/2010-26130.html Mon, 18 Oct 2010 00:00:00 -0700 2010-26130 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-18/pdf/2010-26130.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Delta Hedge Exemptions https://regulations.justia.com/regulations/fedreg/2010/10/18/2010-26108.html https://regulations.justia.com/regulations/fedreg/2010/10/18/2010-26108.html Mon, 18 Oct 2010 00:00:00 -0700 2010-26108 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-18/pdf/2010-26108.pdf Proposed Rule - Family Offices https://regulations.justia.com/regulations/fedreg/2010/10/18/2010-26086.html https://regulations.justia.com/regulations/fedreg/2010/10/18/2010-26086.html Mon, 18 Oct 2010 00:00:00 -0700 2010-26086 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-10-18/pdf/2010-26086.pdf