<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/10/14?registers=between Fri, 29 Nov 2024 11:25:49 -0800 Fri, 29 Nov 2024 11:25:49 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/10/14?registers=between Notice - Van Eck Associates Corporation, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2010/10/14/2010-25866.html https://regulations.justia.com/regulations/fedreg/2010/10/14/2010-25866.html Thu, 14 Oct 2010 00:00:00 -0700 2010-25866 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-14/pdf/2010-25866.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2010/10/14/2010-25865.html https://regulations.justia.com/regulations/fedreg/2010/10/14/2010-25865.html Thu, 14 Oct 2010 00:00:00 -0700 2010-25865 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-14/pdf/2010-25865.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change To Allow for Adjustments to the Settlement Price of Exchange-Designated Security Futures for All Cash Dividends or Distributions Paid by the Issuer of the Underlying Security https://regulations.justia.com/regulations/fedreg/2010/10/14/2010-25864.html https://regulations.justia.com/regulations/fedreg/2010/10/14/2010-25864.html Thu, 14 Oct 2010 00:00:00 -0700 2010-25864 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-14/pdf/2010-25864.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make a Conforming Change to NASDAQ Rules https://regulations.justia.com/regulations/fedreg/2010/10/14/2010-25863.html https://regulations.justia.com/regulations/fedreg/2010/10/14/2010-25863.html Thu, 14 Oct 2010 00:00:00 -0700 2010-25863 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-14/pdf/2010-25863.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 1015 https://regulations.justia.com/regulations/fedreg/2010/10/14/2010-25820.html https://regulations.justia.com/regulations/fedreg/2010/10/14/2010-25820.html Thu, 14 Oct 2010 00:00:00 -0700 2010-25820 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-14/pdf/2010-25820.pdf Notice - Claymore Exchange-Traded Fund Trust, et al.; https://regulations.justia.com/regulations/fedreg/2010/10/14/2010-25819.html https://regulations.justia.com/regulations/fedreg/2010/10/14/2010-25819.html Thu, 14 Oct 2010 00:00:00 -0700 2010-25819 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-14/pdf/2010-25819.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Collars for Unpriced Orders https://regulations.justia.com/regulations/fedreg/2010/10/14/2010-25809.html https://regulations.justia.com/regulations/fedreg/2010/10/14/2010-25809.html Thu, 14 Oct 2010 00:00:00 -0700 2010-25809 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-14/pdf/2010-25809.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Anti-Internalization Functionality for NASDAQ OMX PSX https://regulations.justia.com/regulations/fedreg/2010/10/14/2010-25808.html https://regulations.justia.com/regulations/fedreg/2010/10/14/2010-25808.html Thu, 14 Oct 2010 00:00:00 -0700 2010-25808 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-14/pdf/2010-25808.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC To Amend the Exchange Price List https://regulations.justia.com/regulations/fedreg/2010/10/14/2010-25747.html https://regulations.justia.com/regulations/fedreg/2010/10/14/2010-25747.html Thu, 14 Oct 2010 00:00:00 -0700 2010-25747 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-14/pdf/2010-25747.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2010/10/14/2010-25746.html https://regulations.justia.com/regulations/fedreg/2010/10/14/2010-25746.html Thu, 14 Oct 2010 00:00:00 -0700 2010-25746 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-14/pdf/2010-25746.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the NASDAQ Stock Market LLC Relating to Fees During Opening Cross https://regulations.justia.com/regulations/fedreg/2010/10/14/2010-25745.html https://regulations.justia.com/regulations/fedreg/2010/10/14/2010-25745.html Thu, 14 Oct 2010 00:00:00 -0700 2010-25745 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-14/pdf/2010-25745.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2010/10/14/2010-25744.html https://regulations.justia.com/regulations/fedreg/2010/10/14/2010-25744.html Thu, 14 Oct 2010 00:00:00 -0700 2010-25744 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-14/pdf/2010-25744.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2010/10/14/2010-25743.html https://regulations.justia.com/regulations/fedreg/2010/10/14/2010-25743.html Thu, 14 Oct 2010 00:00:00 -0700 2010-25743 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-14/pdf/2010-25743.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Requirements To Qualify for Credits as a Designated Liquidity Provider Under Rule 7018(i) https://regulations.justia.com/regulations/fedreg/2010/10/14/2010-25741.html https://regulations.justia.com/regulations/fedreg/2010/10/14/2010-25741.html Thu, 14 Oct 2010 00:00:00 -0700 2010-25741 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-14/pdf/2010-25741.pdf