Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/10/01?limit=200&registers=between&mode=atom 2024-11-29T11:50:09-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2010/10/01/2010-24722.html Notice - Highland Capital Management, L.P. and Highland Funds I; Notice of Application 2010-10-01T00:00:00-07:00 2010-10-01T00:00:00-07:00 2010-24722 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-01/pdf/2010-24722.pdf https://regulations.justia.com/regulations/fedreg/2010/10/01/2010-24675.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to FINRA Trade Reporting Notice on Price Validation and Price-Override Protocol 2010-10-01T00:00:00-07:00 2010-10-01T00:00:00-07:00 2010-24675 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-01/pdf/2010-24675.pdf https://regulations.justia.com/regulations/fedreg/2010/10/01/2010-24657.html Rule - Commission Guidance Regarding Auditing, Attestation, and Related Professional Practice Standards Related To Brokers and Dealers 2010-10-01T00:00:00-07:00 2010-10-01T00:00:00-07:00 2010-24657 Rule http://www.gpo.gov/fdsys/pkg/FR-2010-10-01/pdf/2010-24657.pdf https://regulations.justia.com/regulations/fedreg/2010/10/01/2010-24655.html Notice - American Fidelity Dual Strategy Fund, Inc. and American Fidelity Assurance Company; Notice of Application 2010-10-01T00:00:00-07:00 2010-10-01T00:00:00-07:00 2010-24655 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-01/pdf/2010-24655.pdf https://regulations.justia.com/regulations/fedreg/2010/10/01/2010-24654.html Notice - Jackson National Life Insurance Company, et al.; 2010-10-01T00:00:00-07:00 2010-10-01T00:00:00-07:00 2010-24654 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-01/pdf/2010-24654.pdf https://regulations.justia.com/regulations/fedreg/2010/10/01/2010-24651.html Notice - Submission for OMB Review; Comment Request 2010-10-01T00:00:00-07:00 2010-10-01T00:00:00-07:00 2010-24651 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-01/pdf/2010-24651.pdf https://regulations.justia.com/regulations/fedreg/2010/10/01/2010-24650.html Notice - Submission for OMB Review; Comment Request 2010-10-01T00:00:00-07:00 2010-10-01T00:00:00-07:00 2010-24650 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-01/pdf/2010-24650.pdf https://regulations.justia.com/regulations/fedreg/2010/10/01/2010-24606.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Prohibit Members From Voting Uninstructed Shares on Certain Matters 2010-10-01T00:00:00-07:00 2010-10-01T00:00:00-07:00 2010-24606 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-01/pdf/2010-24606.pdf https://regulations.justia.com/regulations/fedreg/2010/10/01/2010-24605.html Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2010-10-01T00:00:00-07:00 2010-10-01T00:00:00-07:00 2010-24605 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-01/pdf/2010-24605.pdf