<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/09/29?registers=between Fri, 29 Nov 2024 09:07:53 -0800 Fri, 29 Nov 2024 09:07:53 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/09/29?registers=between Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of a Proposed Rule Change To Automate the Approval Process in Providing Trustee Access to the Security Position Report Service https://regulations.justia.com/regulations/fedreg/2010/09/29/2010-24452.html https://regulations.justia.com/regulations/fedreg/2010/09/29/2010-24452.html Wed, 29 Sep 2010 00:00:00 -0700 2010-24452 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-29/pdf/2010-24452.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 4560 To Correspond With a Rule Change Filed by the Financial Industry Regulatory Authority, Inc. https://regulations.justia.com/regulations/fedreg/2010/09/29/2010-24449.html https://regulations.justia.com/regulations/fedreg/2010/09/29/2010-24449.html Wed, 29 Sep 2010 00:00:00 -0700 2010-24449 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-29/pdf/2010-24449.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Rule 4560-NYSE Amex Equities To Correspond With a Rule Change Filed by the Financial Industry Regulatory Authority, Inc. https://regulations.justia.com/regulations/fedreg/2010/09/29/2010-24448.html https://regulations.justia.com/regulations/fedreg/2010/09/29/2010-24448.html Wed, 29 Sep 2010 00:00:00 -0700 2010-24448 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-29/pdf/2010-24448.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Rule Cross-References and Make Non-Substantive Technical Changes to Certain FINRA Rules https://regulations.justia.com/regulations/fedreg/2010/09/29/2010-24445.html https://regulations.justia.com/regulations/fedreg/2010/09/29/2010-24445.html Wed, 29 Sep 2010 00:00:00 -0700 2010-24445 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-29/pdf/2010-24445.pdf Notice - Self-Regulatory Organizations; The Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Change the Provide Credit for Transactions Involving Issues Priced Less Than One Dollar https://regulations.justia.com/regulations/fedreg/2010/09/29/2010-24416.html https://regulations.justia.com/regulations/fedreg/2010/09/29/2010-24416.html Wed, 29 Sep 2010 00:00:00 -0700 2010-24416 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-29/pdf/2010-24416.pdf