<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/09/28?registers=between Sun, 13 Apr 2025 15:07:12 -0700 Sun, 13 Apr 2025 15:07:12 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/09/28?registers=between Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Proposed Rule Change Regarding Registration and Qualification Requirements https://regulations.justia.com/regulations/fedreg/2010/09/28/2010-24343.html https://regulations.justia.com/regulations/fedreg/2010/09/28/2010-24343.html Tue, 28 Sep 2010 00:00:00 -0700 2010-24343 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-28/pdf/2010-24343.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Requirement for Floor Official Approval for Certain Halts of Nasdaq Securities Traded via UTP https://regulations.justia.com/regulations/fedreg/2010/09/28/2010-24261.html https://regulations.justia.com/regulations/fedreg/2010/09/28/2010-24261.html Tue, 28 Sep 2010 00:00:00 -0700 2010-24261 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-28/pdf/2010-24261.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change To Establish Pricing for 10Gb Direct Circuit Connections and To Codify Pricing for Direct Circuit Connections Capable of Supporting Up to 1Gb for Customers Who Are Not Co-Located in the Exchange's Datacenter https://regulations.justia.com/regulations/fedreg/2010/09/28/2010-24259.html https://regulations.justia.com/regulations/fedreg/2010/09/28/2010-24259.html Tue, 28 Sep 2010 00:00:00 -0700 2010-24259 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-28/pdf/2010-24259.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving the Proposed Rule Change To Amend FINRA Rule 5190 (Notification Requirements for Offering Participants) https://regulations.justia.com/regulations/fedreg/2010/09/28/2010-24227.html https://regulations.justia.com/regulations/fedreg/2010/09/28/2010-24227.html Tue, 28 Sep 2010 00:00:00 -0700 2010-24227 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-28/pdf/2010-24227.pdf Notice - Consolidated Tape Association; Notice of Filing and Immediate Effectiveness of the Fifteenth Charges Amendment to the Second Restatement of the Consolidated Tape Association Plan https://regulations.justia.com/regulations/fedreg/2010/09/28/2010-24226.html https://regulations.justia.com/regulations/fedreg/2010/09/28/2010-24226.html Tue, 28 Sep 2010 00:00:00 -0700 2010-24226 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-28/pdf/2010-24226.pdf Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment No. 22 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis Submitted by the BATS Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX, Inc., Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE Amex, Inc., and NYSE Arca, Inc. https://regulations.justia.com/regulations/fedreg/2010/09/28/2010-24225.html https://regulations.justia.com/regulations/fedreg/2010/09/28/2010-24225.html Tue, 28 Sep 2010 00:00:00 -0700 2010-24225 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-28/pdf/2010-24225.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to Weekly Options And Monthly Options https://regulations.justia.com/regulations/fedreg/2010/09/28/2010-24199.html https://regulations.justia.com/regulations/fedreg/2010/09/28/2010-24199.html Tue, 28 Sep 2010 00:00:00 -0700 2010-24199 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-28/pdf/2010-24199.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/09/28/2010-24187.html https://regulations.justia.com/regulations/fedreg/2010/09/28/2010-24187.html Tue, 28 Sep 2010 00:00:00 -0700 2010-24187 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-28/pdf/2010-24187.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/09/28/2010-24186.html https://regulations.justia.com/regulations/fedreg/2010/09/28/2010-24186.html Tue, 28 Sep 2010 00:00:00 -0700 2010-24186 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-28/pdf/2010-24186.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 36 https://regulations.justia.com/regulations/fedreg/2010/09/28/2010-24178.html https://regulations.justia.com/regulations/fedreg/2010/09/28/2010-24178.html Tue, 28 Sep 2010 00:00:00 -0700 2010-24178 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-28/pdf/2010-24178.pdf Rule - Commission Guidance on Presentation of Liquidity and Capital Resources Disclosures in Management's Discussion and Analysis https://regulations.justia.com/regulations/fedreg/2010/09/28/2010-23744.html https://regulations.justia.com/regulations/fedreg/2010/09/28/2010-23744.html Tue, 28 Sep 2010 00:00:00 -0700 2010-23744 Rule http://www.gpo.gov/fdsys/pkg/FR-2010-09-28/pdf/2010-23744.pdf Proposed Rule - Short-Term Borrowings Disclosure https://regulations.justia.com/regulations/fedreg/2010/09/28/2010-23743.html https://regulations.justia.com/regulations/fedreg/2010/09/28/2010-23743.html Tue, 28 Sep 2010 00:00:00 -0700 2010-23743 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-09-28/pdf/2010-23743.pdf