<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/09/27?registers=between Mon, 25 Nov 2024 21:42:13 -0800 Mon, 25 Nov 2024 21:42:13 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/09/27?registers=between Notice - Sunshine Act; Notice of Meeting https://regulations.justia.com/regulations/fedreg/2010/09/27/2010-24228.html https://regulations.justia.com/regulations/fedreg/2010/09/27/2010-24228.html Mon, 27 Sep 2010 00:00:00 -0700 2010-24228 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-27/pdf/2010-24228.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 36 https://regulations.justia.com/regulations/fedreg/2010/09/27/2010-24176.html https://regulations.justia.com/regulations/fedreg/2010/09/27/2010-24176.html Mon, 27 Sep 2010 00:00:00 -0700 2010-24176 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-27/pdf/2010-24176.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of Proposed Rule Change Relating to Sprott Physical Gold Shares https://regulations.justia.com/regulations/fedreg/2010/09/27/2010-24174.html https://regulations.justia.com/regulations/fedreg/2010/09/27/2010-24174.html Mon, 27 Sep 2010 00:00:00 -0700 2010-24174 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-27/pdf/2010-24174.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide an Additional Order Type Which Will Give Options Participants Greater Control Over the Circumstances in Which Their Orders Are Executed https://regulations.justia.com/regulations/fedreg/2010/09/27/2010-24077.html https://regulations.justia.com/regulations/fedreg/2010/09/27/2010-24077.html Mon, 27 Sep 2010 00:00:00 -0700 2010-24077 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-27/pdf/2010-24077.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/09/27/2010-24071.html https://regulations.justia.com/regulations/fedreg/2010/09/27/2010-24071.html Mon, 27 Sep 2010 00:00:00 -0700 2010-24071 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-27/pdf/2010-24071.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/09/27/2010-24069.html https://regulations.justia.com/regulations/fedreg/2010/09/27/2010-24069.html Mon, 27 Sep 2010 00:00:00 -0700 2010-24069 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-27/pdf/2010-24069.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Order Approving a Proposed Rule Change Amending Its Price List To Reflect Fees Charged for Co-Location Services https://regulations.justia.com/regulations/fedreg/2010/09/27/2010-24063.html https://regulations.justia.com/regulations/fedreg/2010/09/27/2010-24063.html Mon, 27 Sep 2010 00:00:00 -0700 2010-24063 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-27/pdf/2010-24063.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule Change Amending Its Price List To Reflect Fees Charged for Co-Location Services https://regulations.justia.com/regulations/fedreg/2010/09/27/2010-24061.html https://regulations.justia.com/regulations/fedreg/2010/09/27/2010-24061.html Mon, 27 Sep 2010 00:00:00 -0700 2010-24061 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-27/pdf/2010-24061.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of a Proposed Rule Change To Enhance Quotation Requirements for Market Makers https://regulations.justia.com/regulations/fedreg/2010/09/27/2010-24059.html https://regulations.justia.com/regulations/fedreg/2010/09/27/2010-24059.html Mon, 27 Sep 2010 00:00:00 -0700 2010-24059 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-27/pdf/2010-24059.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change Relating to Quotation Requirements on the Alternative Display Facility https://regulations.justia.com/regulations/fedreg/2010/09/27/2010-24057.html https://regulations.justia.com/regulations/fedreg/2010/09/27/2010-24057.html Mon, 27 Sep 2010 00:00:00 -0700 2010-24057 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-27/pdf/2010-24057.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend NSX Rule 11.8 To Enhance Quotation Requirements for Market Makers https://regulations.justia.com/regulations/fedreg/2010/09/27/2010-24056.html https://regulations.justia.com/regulations/fedreg/2010/09/27/2010-24056.html Mon, 27 Sep 2010 00:00:00 -0700 2010-24056 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-27/pdf/2010-24056.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Related to CBSX Market-Maker Obligations https://regulations.justia.com/regulations/fedreg/2010/09/27/2010-24055.html https://regulations.justia.com/regulations/fedreg/2010/09/27/2010-24055.html Mon, 27 Sep 2010 00:00:00 -0700 2010-24055 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-27/pdf/2010-24055.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of a Proposed Rule Change To Enhance Quotation Requirements for Market Makers https://regulations.justia.com/regulations/fedreg/2010/09/27/2010-24054.html https://regulations.justia.com/regulations/fedreg/2010/09/27/2010-24054.html Mon, 27 Sep 2010 00:00:00 -0700 2010-24054 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-27/pdf/2010-24054.pdf Notice - Self-Regulatory Organizations; The Chicago Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Enhance Quotation Requirements for Market Makers https://regulations.justia.com/regulations/fedreg/2010/09/27/2010-24053.html https://regulations.justia.com/regulations/fedreg/2010/09/27/2010-24053.html Mon, 27 Sep 2010 00:00:00 -0700 2010-24053 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-27/pdf/2010-24053.pdf Notice - Public Company Accounting Oversight Board; Notice of Filing of Proposed Rules on Auditing Standards Related to the Auditor's Assessment of and Response to Risk and Related Amendments to PCAOB Standards https://regulations.justia.com/regulations/fedreg/2010/09/27/2010-23456.html https://regulations.justia.com/regulations/fedreg/2010/09/27/2010-23456.html Mon, 27 Sep 2010 00:00:00 -0700 2010-23456 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-27/pdf/2010-23456.pdf