<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/09/24?registers=between Fri, 29 Nov 2024 09:19:47 -0800 Fri, 29 Nov 2024 09:19:47 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/09/24?registers=between Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of a Proposed Rule Change Amending Rule 104 To Adopt Pricing Obligations for Designated Market Makers https://regulations.justia.com/regulations/fedreg/2010/09/24/2010-23971.html https://regulations.justia.com/regulations/fedreg/2010/09/24/2010-23971.html Fri, 24 Sep 2010 00:00:00 -0700 2010-23971 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-24/pdf/2010-23971.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of a Proposed Rule Change Amending NYSE Amex Equities Rule 104 To Adopt Pricing Obligations for Designated Market Makers https://regulations.justia.com/regulations/fedreg/2010/09/24/2010-23970.html https://regulations.justia.com/regulations/fedreg/2010/09/24/2010-23970.html Fri, 24 Sep 2010 00:00:00 -0700 2010-23970 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-24/pdf/2010-23970.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of a Proposed Rule Change Amending NYSE Arca Equities Rule 7.23 To Adopt Pricing Obligations for ETP Holders Who Are Registered as Market Makers https://regulations.justia.com/regulations/fedreg/2010/09/24/2010-23969.html https://regulations.justia.com/regulations/fedreg/2010/09/24/2010-23969.html Fri, 24 Sep 2010 00:00:00 -0700 2010-23969 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-24/pdf/2010-23969.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend BATS Rule 11.8, Entitled “Obligations of Market Makers” https://regulations.justia.com/regulations/fedreg/2010/09/24/2010-23955.html https://regulations.justia.com/regulations/fedreg/2010/09/24/2010-23955.html Fri, 24 Sep 2010 00:00:00 -0700 2010-23955 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-24/pdf/2010-23955.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC Relating to Execution Algorithm of NYBX Orders https://regulations.justia.com/regulations/fedreg/2010/09/24/2010-23924.html https://regulations.justia.com/regulations/fedreg/2010/09/24/2010-23924.html Fri, 24 Sep 2010 00:00:00 -0700 2010-23924 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-24/pdf/2010-23924.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Certain Rules to the List of Exchange Rule Violations and Fines Applicable Thereto https://regulations.justia.com/regulations/fedreg/2010/09/24/2010-23911.html https://regulations.justia.com/regulations/fedreg/2010/09/24/2010-23911.html Fri, 24 Sep 2010 00:00:00 -0700 2010-23911 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-24/pdf/2010-23911.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Certain Rules to the List of Exchange Rule Violations and Fines Applicable Thereto https://regulations.justia.com/regulations/fedreg/2010/09/24/2010-23908.html https://regulations.justia.com/regulations/fedreg/2010/09/24/2010-23908.html Fri, 24 Sep 2010 00:00:00 -0700 2010-23908 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-24/pdf/2010-23908.pdf