Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/09/24?limit=200&registers=between&mode=atom 2024-11-29T09:03:51-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2010/09/24/2010-23971.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of a Proposed Rule Change Amending Rule 104 To Adopt Pricing Obligations for Designated Market Makers 2010-09-24T00:00:00-07:00 2010-09-24T00:00:00-07:00 2010-23971 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-24/pdf/2010-23971.pdf https://regulations.justia.com/regulations/fedreg/2010/09/24/2010-23970.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of a Proposed Rule Change Amending NYSE Amex Equities Rule 104 To Adopt Pricing Obligations for Designated Market Makers 2010-09-24T00:00:00-07:00 2010-09-24T00:00:00-07:00 2010-23970 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-24/pdf/2010-23970.pdf https://regulations.justia.com/regulations/fedreg/2010/09/24/2010-23969.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of a Proposed Rule Change Amending NYSE Arca Equities Rule 7.23 To Adopt Pricing Obligations for ETP Holders Who Are Registered as Market Makers 2010-09-24T00:00:00-07:00 2010-09-24T00:00:00-07:00 2010-23969 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-24/pdf/2010-23969.pdf https://regulations.justia.com/regulations/fedreg/2010/09/24/2010-23955.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend BATS Rule 11.8, Entitled “Obligations of Market Makers” 2010-09-24T00:00:00-07:00 2010-09-24T00:00:00-07:00 2010-23955 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-24/pdf/2010-23955.pdf https://regulations.justia.com/regulations/fedreg/2010/09/24/2010-23924.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC Relating to Execution Algorithm of NYBX Orders 2010-09-24T00:00:00-07:00 2010-09-24T00:00:00-07:00 2010-23924 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-24/pdf/2010-23924.pdf https://regulations.justia.com/regulations/fedreg/2010/09/24/2010-23911.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Certain Rules to the List of Exchange Rule Violations and Fines Applicable Thereto 2010-09-24T00:00:00-07:00 2010-09-24T00:00:00-07:00 2010-23911 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-24/pdf/2010-23911.pdf https://regulations.justia.com/regulations/fedreg/2010/09/24/2010-23908.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Certain Rules to the List of Exchange Rule Violations and Fines Applicable Thereto 2010-09-24T00:00:00-07:00 2010-09-24T00:00:00-07:00 2010-23908 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-24/pdf/2010-23908.pdf