<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/09/23?registers=between Mon, 25 Nov 2024 22:56:15 -0800 Mon, 25 Nov 2024 22:56:15 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/09/23?registers=between Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change to Amend the Codes of Arbitration Procedure to Permit Arbitrators to Make Mid-case Referrals https://regulations.justia.com/regulations/fedreg/2010/09/23/2010-23776.html https://regulations.justia.com/regulations/fedreg/2010/09/23/2010-23776.html Thu, 23 Sep 2010 00:00:00 -0700 2010-23776 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-23/pdf/2010-23776.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Withdraw Regulatory Circular RG01-61 https://regulations.justia.com/regulations/fedreg/2010/09/23/2010-23775.html https://regulations.justia.com/regulations/fedreg/2010/09/23/2010-23775.html Thu, 23 Sep 2010 00:00:00 -0700 2010-23775 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-23/pdf/2010-23775.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to Exemptions from the Trading Activity Fee https://regulations.justia.com/regulations/fedreg/2010/09/23/2010-23773.html https://regulations.justia.com/regulations/fedreg/2010/09/23/2010-23773.html Thu, 23 Sep 2010 00:00:00 -0700 2010-23773 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-23/pdf/2010-23773.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and BATS-Y Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2010/09/23/2010-23772.html https://regulations.justia.com/regulations/fedreg/2010/09/23/2010-23772.html Thu, 23 Sep 2010 00:00:00 -0700 2010-23772 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-23/pdf/2010-23772.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing of Proposed Minor Rule Violation Plan https://regulations.justia.com/regulations/fedreg/2010/09/23/2010-23765.html https://regulations.justia.com/regulations/fedreg/2010/09/23/2010-23765.html Thu, 23 Sep 2010 00:00:00 -0700 2010-23765 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-23/pdf/2010-23765.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Order Approving a Proposed Rule Change Relating to a Revenue Sharing Program With Correlix, Inc. https://regulations.justia.com/regulations/fedreg/2010/09/23/2010-23755.html https://regulations.justia.com/regulations/fedreg/2010/09/23/2010-23755.html Thu, 23 Sep 2010 00:00:00 -0700 2010-23755 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-23/pdf/2010-23755.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Order Approving a Proposed Rule Change Relating to a Revenue Sharing Program With Correlix, Inc. https://regulations.justia.com/regulations/fedreg/2010/09/23/2010-23753.html https://regulations.justia.com/regulations/fedreg/2010/09/23/2010-23753.html Thu, 23 Sep 2010 00:00:00 -0700 2010-23753 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-23/pdf/2010-23753.pdf