<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/09/21?registers=between Mon, 25 Nov 2024 21:46:37 -0800 Mon, 25 Nov 2024 21:46:37 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/09/21?registers=between Rule - Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers https://regulations.justia.com/regulations/fedreg/2010/09/21/2010-23492.html https://regulations.justia.com/regulations/fedreg/2010/09/21/2010-23492.html Tue, 21 Sep 2010 00:00:00 -0700 2010-23492 Rule http://www.gpo.gov/fdsys/pkg/FR-2010-09-21/pdf/2010-23492.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC and NYSE Amex LLC; Order Approving Proposed Rule Changes Amending Rule 123C To Allow Exchange Systems To Provide Order Imbalance Information With Respect to Market At-The-Close and Marketable Limit At-The-Close Interest to Floor Brokers Beginning Two Hours and Until Fifteen Minutes Prior to the Scheduled Close of Trading on Every Trading Day https://regulations.justia.com/regulations/fedreg/2010/09/21/2010-23489.html https://regulations.justia.com/regulations/fedreg/2010/09/21/2010-23489.html Tue, 21 Sep 2010 00:00:00 -0700 2010-23489 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-21/pdf/2010-23489.pdf Rule - Rescission of Rules Pertaining to the Payment of Bounties for Information Leading to the Recovery of Civil Penalties for Insider Trading https://regulations.justia.com/regulations/fedreg/2010/09/21/2010-23457.html https://regulations.justia.com/regulations/fedreg/2010/09/21/2010-23457.html Tue, 21 Sep 2010 00:00:00 -0700 2010-23457 Rule http://www.gpo.gov/fdsys/pkg/FR-2010-09-21/pdf/2010-23457.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Notice of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Establish a Pilot Program To List P.M.-Settled End of Week and End of Month Expirations for Options on Broad-Based Indexes https://regulations.justia.com/regulations/fedreg/2010/09/21/2010-23455.html https://regulations.justia.com/regulations/fedreg/2010/09/21/2010-23455.html Tue, 21 Sep 2010 00:00:00 -0700 2010-23455 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-21/pdf/2010-23455.pdf