Securities and Exchange Commission September 20, 2010 – Federal Register Recent Federal Regulation Documents

Results 1 - 11 of 11
Sunshine Act Meeting
Document Number: 2010-23523
Type: Notice
Date: 2010-09-20
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2010/09/20/2010-23523.html
Submission for OMB Review; Comment Request
Document Number: 2010-23411
Type: Notice
Date: 2010-09-20
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2010/09/20/2010-23411.html
Submission for OMB Review; Comment Request
Document Number: 2010-23410
Type: Notice
Date: 2010-09-20
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2010/09/20/2010-23410.html
Submission for OMB Review; Comment Request
Document Number: 2010-23409
Type: Notice
Date: 2010-09-20
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2010/09/20/2010-23409.html
American Capital, Ltd.; Notice of Application
Document Number: 2010-23408
Type: Notice
Date: 2010-09-20
Agency: Securities and Exchange Commission, Agencies and Commissions
Summary of Application: Applicant, American Capital, Ltd. requests an order approving a proposal to grant certain stock options to directors who are not also employees or officers of the applicant (the ``Non-employee Directors'') under its 2009 Stock Option Plan (the ``Plan'').
https://regulations.justia.com/regulations/fedreg/2010/09/20/2010-23408.html
Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish an Optional Depth Data Enterprise License Fee
Document Number: 2010-23386
Type: Notice
Date: 2010-09-20
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2010/09/20/2010-23386.html
Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7019
Document Number: 2010-23385
Type: Notice
Date: 2010-09-20
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2010/09/20/2010-23385.html
Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Waiver of Transaction Fee for Public Customer Orders in SPDR Options Executed in Open Outcry or in the Automated Improvement Mechanism
Document Number: 2010-23384
Type: Notice
Date: 2010-09-20
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2010/09/20/2010-23384.html
Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change Regarding the Creation of a Universal Trade Capture Application and Automated Special Representative Facility
Document Number: 2010-23372
Type: Notice
Date: 2010-09-20
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2010/09/20/2010-23372.html
Consolidated Tape Association; Notice of Filing and Immediate Effectiveness of the Sixteenth Substantive Amendment to the Second Restatement of the Consolidated Tape Association Plan and Twelfth Substantive Amendment to the Restated Consolidated Quotation Plan
Document Number: 2010-23360
Type: Notice
Date: 2010-09-20
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2010/09/20/2010-23360.html
Consolidated Tape Association; Notice of Filing and Immediate Effectiveness of the Fourteenth Charges Amendment to the Second Restatement of the Consolidated Tape Association Plan
Document Number: 2010-23359
Type: Notice
Date: 2010-09-20
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2010/09/20/2010-23359.html
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