<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/09/16?registers=between Fri, 29 Nov 2024 09:14:28 -0800 Fri, 29 Nov 2024 09:14:28 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/09/16?registers=between Notice - Agency Meeting https://regulations.justia.com/regulations/fedreg/2010/09/16/2010-23169.html https://regulations.justia.com/regulations/fedreg/2010/09/16/2010-23169.html Thu, 16 Sep 2010 00:00:00 -0700 2010-23169 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-16/pdf/2010-23169.pdf Notice - Tri-Continental Corporation, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2010/09/16/2010-23113.html https://regulations.justia.com/regulations/fedreg/2010/09/16/2010-23113.html Thu, 16 Sep 2010 00:00:00 -0700 2010-23113 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-16/pdf/2010-23113.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Trade Options on Leveraged Exchange-Traded Notes and To Broaden the Definition of “Futures-Linked Securities” https://regulations.justia.com/regulations/fedreg/2010/09/16/2010-23107.html https://regulations.justia.com/regulations/fedreg/2010/09/16/2010-23107.html Thu, 16 Sep 2010 00:00:00 -0700 2010-23107 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-16/pdf/2010-23107.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Interpret By-Laws as to Dividend Adjustments https://regulations.justia.com/regulations/fedreg/2010/09/16/2010-23106.html https://regulations.justia.com/regulations/fedreg/2010/09/16/2010-23106.html Thu, 16 Sep 2010 00:00:00 -0700 2010-23106 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-16/pdf/2010-23106.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1, To Change the Transaction Fees for 51 Securities on CBSX https://regulations.justia.com/regulations/fedreg/2010/09/16/2010-23105.html https://regulations.justia.com/regulations/fedreg/2010/09/16/2010-23105.html Thu, 16 Sep 2010 00:00:00 -0700 2010-23105 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-16/pdf/2010-23105.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Establishment of NASDAQ OMX PSX as a Platform for Trading NMS Stocks https://regulations.justia.com/regulations/fedreg/2010/09/16/2010-23104.html https://regulations.justia.com/regulations/fedreg/2010/09/16/2010-23104.html Thu, 16 Sep 2010 00:00:00 -0700 2010-23104 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-16/pdf/2010-23104.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. To Establish Fees for NASDAQ OMX PSX https://regulations.justia.com/regulations/fedreg/2010/09/16/2010-23103.html https://regulations.justia.com/regulations/fedreg/2010/09/16/2010-23103.html Thu, 16 Sep 2010 00:00:00 -0700 2010-23103 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-16/pdf/2010-23103.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; NASDAQ OMX BX, Inc.; Chicago Board Options Exchange, Incorporated; Chicago Stock Exchange, Inc.; EDGA Exchange, Inc.; EDGX Exchange, Inc.; International Securities Exchange LLC; The NASDAQ Stock Market LLC; National Stock Exchange, Inc.; New York Stock Exchange LLC; NYSE Amex LLC; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Changes Relating to Clearly Erroneous Transactions https://regulations.justia.com/regulations/fedreg/2010/09/16/2010-23076.html https://regulations.justia.com/regulations/fedreg/2010/09/16/2010-23076.html Thu, 16 Sep 2010 00:00:00 -0700 2010-23076 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-16/pdf/2010-23076.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of Proposed Rule Change Relating to Clearly Erroneous Transactions https://regulations.justia.com/regulations/fedreg/2010/09/16/2010-23075.html https://regulations.justia.com/regulations/fedreg/2010/09/16/2010-23075.html Thu, 16 Sep 2010 00:00:00 -0700 2010-23075 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-16/pdf/2010-23075.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; NASDAQ OMX BX, Inc.; Chicago Board Options Exchange, Incorporated; Chicago Stock Exchange, Inc.; EDGA Exchange, Inc.; EDGX Exchange, Inc.; International Securities Exchange LLC; The NASDAQ Stock Market LLC; New York Stock Exchange LLC; NYSE Amex LLC; NYSE Arca, Inc.; National Stock Exchange, Inc.; Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to the Russell 1000® Index and Specified Exchange Traded Products https://regulations.justia.com/regulations/fedreg/2010/09/16/2010-23074.html https://regulations.justia.com/regulations/fedreg/2010/09/16/2010-23074.html Thu, 16 Sep 2010 00:00:00 -0700 2010-23074 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-16/pdf/2010-23074.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change Relating To Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to the Russell 1000® Index and Specified Exchange Traded Products https://regulations.justia.com/regulations/fedreg/2010/09/16/2010-23073.html https://regulations.justia.com/regulations/fedreg/2010/09/16/2010-23073.html Thu, 16 Sep 2010 00:00:00 -0700 2010-23073 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-16/pdf/2010-23073.pdf Rule - Facilitating Shareholder Director Nominations https://regulations.justia.com/regulations/fedreg/2010/09/16/2010-22218.html https://regulations.justia.com/regulations/fedreg/2010/09/16/2010-22218.html Thu, 16 Sep 2010 00:00:00 -0700 2010-22218 Rule http://www.gpo.gov/fdsys/pkg/FR-2010-09-16/pdf/2010-22218.pdf