Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/09/16?limit=200&registers=between&mode=atom 2024-11-29T09:04:45-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2010/09/16/2010-23169.html Notice - Agency Meeting 2010-09-16T00:00:00-07:00 2010-09-16T00:00:00-07:00 2010-23169 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-16/pdf/2010-23169.pdf https://regulations.justia.com/regulations/fedreg/2010/09/16/2010-23113.html Notice - Tri-Continental Corporation, et al.; Notice of Application 2010-09-16T00:00:00-07:00 2010-09-16T00:00:00-07:00 2010-23113 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-16/pdf/2010-23113.pdf https://regulations.justia.com/regulations/fedreg/2010/09/16/2010-23107.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Trade Options on Leveraged Exchange-Traded Notes and To Broaden the Definition of “Futures-Linked Securities” 2010-09-16T00:00:00-07:00 2010-09-16T00:00:00-07:00 2010-23107 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-16/pdf/2010-23107.pdf https://regulations.justia.com/regulations/fedreg/2010/09/16/2010-23106.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Interpret By-Laws as to Dividend Adjustments 2010-09-16T00:00:00-07:00 2010-09-16T00:00:00-07:00 2010-23106 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-16/pdf/2010-23106.pdf https://regulations.justia.com/regulations/fedreg/2010/09/16/2010-23105.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1, To Change the Transaction Fees for 51 Securities on CBSX 2010-09-16T00:00:00-07:00 2010-09-16T00:00:00-07:00 2010-23105 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-16/pdf/2010-23105.pdf https://regulations.justia.com/regulations/fedreg/2010/09/16/2010-23104.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Establishment of NASDAQ OMX PSX as a Platform for Trading NMS Stocks 2010-09-16T00:00:00-07:00 2010-09-16T00:00:00-07:00 2010-23104 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-16/pdf/2010-23104.pdf https://regulations.justia.com/regulations/fedreg/2010/09/16/2010-23103.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. To Establish Fees for NASDAQ OMX PSX 2010-09-16T00:00:00-07:00 2010-09-16T00:00:00-07:00 2010-23103 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-16/pdf/2010-23103.pdf https://regulations.justia.com/regulations/fedreg/2010/09/16/2010-23076.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; NASDAQ OMX BX, Inc.; Chicago Board Options Exchange, Incorporated; Chicago Stock Exchange, Inc.; EDGA Exchange, Inc.; EDGX Exchange, Inc.; International Securities Exchange LLC; The NASDAQ Stock Market LLC; National Stock Exchange, Inc.; New York Stock Exchange LLC; NYSE Amex LLC; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Changes Relating to Clearly Erroneous Transactions 2010-09-16T00:00:00-07:00 2010-09-16T00:00:00-07:00 2010-23076 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-16/pdf/2010-23076.pdf https://regulations.justia.com/regulations/fedreg/2010/09/16/2010-23075.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of Proposed Rule Change Relating to Clearly Erroneous Transactions 2010-09-16T00:00:00-07:00 2010-09-16T00:00:00-07:00 2010-23075 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-16/pdf/2010-23075.pdf https://regulations.justia.com/regulations/fedreg/2010/09/16/2010-23074.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; NASDAQ OMX BX, Inc.; Chicago Board Options Exchange, Incorporated; Chicago Stock Exchange, Inc.; EDGA Exchange, Inc.; EDGX Exchange, Inc.; International Securities Exchange LLC; The NASDAQ Stock Market LLC; New York Stock Exchange LLC; NYSE Amex LLC; NYSE Arca, Inc.; National Stock Exchange, Inc.; Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to the Russell 1000® Index and Specified Exchange Traded Products 2010-09-16T00:00:00-07:00 2010-09-16T00:00:00-07:00 2010-23074 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-16/pdf/2010-23074.pdf https://regulations.justia.com/regulations/fedreg/2010/09/16/2010-23073.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change Relating To Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to the Russell 1000® Index and Specified Exchange Traded Products 2010-09-16T00:00:00-07:00 2010-09-16T00:00:00-07:00 2010-23073 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-16/pdf/2010-23073.pdf https://regulations.justia.com/regulations/fedreg/2010/09/16/2010-22218.html Rule - Facilitating Shareholder Director Nominations 2010-09-16T00:00:00-07:00 2010-09-16T00:00:00-07:00 2010-22218 Rule http://www.gpo.gov/fdsys/pkg/FR-2010-09-16/pdf/2010-22218.pdf