<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/09/14?registers=between Tue, 13 May 2025 00:16:49 -0700 Tue, 13 May 2025 00:16:49 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/09/14?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2010/09/14/2010-22949.html https://regulations.justia.com/regulations/fedreg/2010/09/14/2010-22949.html Tue, 14 Sep 2010 00:00:00 -0700 2010-22949 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-14/pdf/2010-22949.pdf Notice - Sunshine Act; Notice of Meeting https://regulations.justia.com/regulations/fedreg/2010/09/14/2010-22900.html https://regulations.justia.com/regulations/fedreg/2010/09/14/2010-22900.html Tue, 14 Sep 2010 00:00:00 -0700 2010-22900 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-14/pdf/2010-22900.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Program That Allows Nasdaq Stock Market Securities To Be Traded on the Exchange Pursuant to UTP https://regulations.justia.com/regulations/fedreg/2010/09/14/2010-22859.html https://regulations.justia.com/regulations/fedreg/2010/09/14/2010-22859.html Tue, 14 Sep 2010 00:00:00 -0700 2010-22859 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-14/pdf/2010-22859.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Order Approving and Declaring Effective a Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and the Chicago Stock Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2010/09/14/2010-22837.html https://regulations.justia.com/regulations/fedreg/2010/09/14/2010-22837.html Tue, 14 Sep 2010 00:00:00 -0700 2010-22837 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-14/pdf/2010-22837.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2010/09/14/2010-22836.html https://regulations.justia.com/regulations/fedreg/2010/09/14/2010-22836.html Tue, 14 Sep 2010 00:00:00 -0700 2010-22836 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-14/pdf/2010-22836.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change Relating to Listing and Trading of Shares of the PIMCO Build America Bond Strategy Fund https://regulations.justia.com/regulations/fedreg/2010/09/14/2010-22835.html https://regulations.justia.com/regulations/fedreg/2010/09/14/2010-22835.html Tue, 14 Sep 2010 00:00:00 -0700 2010-22835 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-14/pdf/2010-22835.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change To Amend Addendum C of its Rules and Procedures To Implement Risk Enhancements To its Stock Borrow Program https://regulations.justia.com/regulations/fedreg/2010/09/14/2010-22801.html https://regulations.justia.com/regulations/fedreg/2010/09/14/2010-22801.html Tue, 14 Sep 2010 00:00:00 -0700 2010-22801 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-14/pdf/2010-22801.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority; Order Granting Approval of a Proposed Rule Change To Adopt FINRA Rule 11000 Series (Uniform Practice Code) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2010/09/14/2010-22783.html https://regulations.justia.com/regulations/fedreg/2010/09/14/2010-22783.html Tue, 14 Sep 2010 00:00:00 -0700 2010-22783 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-14/pdf/2010-22783.pdf