Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/09/14?limit=200&registers=between&mode=atom 2024-11-25T21:49:03-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2010/09/14/2010-22949.html Notice - Sunshine Act Meeting 2010-09-14T00:00:00-07:00 2010-09-14T00:00:00-07:00 2010-22949 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-14/pdf/2010-22949.pdf https://regulations.justia.com/regulations/fedreg/2010/09/14/2010-22900.html Notice - Sunshine Act; Notice of Meeting 2010-09-14T00:00:00-07:00 2010-09-14T00:00:00-07:00 2010-22900 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-14/pdf/2010-22900.pdf https://regulations.justia.com/regulations/fedreg/2010/09/14/2010-22859.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Program That Allows Nasdaq Stock Market Securities To Be Traded on the Exchange Pursuant to UTP 2010-09-14T00:00:00-07:00 2010-09-14T00:00:00-07:00 2010-22859 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-14/pdf/2010-22859.pdf https://regulations.justia.com/regulations/fedreg/2010/09/14/2010-22837.html Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Order Approving and Declaring Effective a Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and the Chicago Stock Exchange, Inc. 2010-09-14T00:00:00-07:00 2010-09-14T00:00:00-07:00 2010-22837 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-14/pdf/2010-22837.pdf https://regulations.justia.com/regulations/fedreg/2010/09/14/2010-22836.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. 2010-09-14T00:00:00-07:00 2010-09-14T00:00:00-07:00 2010-22836 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-14/pdf/2010-22836.pdf https://regulations.justia.com/regulations/fedreg/2010/09/14/2010-22835.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change Relating to Listing and Trading of Shares of the PIMCO Build America Bond Strategy Fund 2010-09-14T00:00:00-07:00 2010-09-14T00:00:00-07:00 2010-22835 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-14/pdf/2010-22835.pdf https://regulations.justia.com/regulations/fedreg/2010/09/14/2010-22801.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change To Amend Addendum C of its Rules and Procedures To Implement Risk Enhancements To its Stock Borrow Program 2010-09-14T00:00:00-07:00 2010-09-14T00:00:00-07:00 2010-22801 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-14/pdf/2010-22801.pdf https://regulations.justia.com/regulations/fedreg/2010/09/14/2010-22783.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority; Order Granting Approval of a Proposed Rule Change To Adopt FINRA Rule 11000 Series (Uniform Practice Code) in the Consolidated FINRA Rulebook 2010-09-14T00:00:00-07:00 2010-09-14T00:00:00-07:00 2010-22783 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-14/pdf/2010-22783.pdf