Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/09/10?limit=200&registers=between&mode=atom 2024-11-25T21:42:14-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2010/09/10/2010-22751.html Notice - Sunshine Act Meetings 2010-09-10T00:00:00-07:00 2010-09-10T00:00:00-07:00 2010-22751 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-10/pdf/2010-22751.pdf https://regulations.justia.com/regulations/fedreg/2010/09/10/2010-22628.html Notice - State of the Municipal Securities Market Field Hearings 2010-09-10T00:00:00-07:00 2010-09-10T00:00:00-07:00 2010-22628 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-10/pdf/2010-22628.pdf https://regulations.justia.com/regulations/fedreg/2010/09/10/2010-22623.html Notice - Transamerica Asset Management, Inc. et al.; Notice of Application 2010-09-10T00:00:00-07:00 2010-09-10T00:00:00-07:00 2010-22623 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-10/pdf/2010-22623.pdf https://regulations.justia.com/regulations/fedreg/2010/09/10/2010-22622.html Notice - Tudor Employee Investment Fund LLC and Tudor Investment Corporation; Notice of Application 2010-09-10T00:00:00-07:00 2010-09-10T00:00:00-07:00 2010-22622 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-10/pdf/2010-22622.pdf https://regulations.justia.com/regulations/fedreg/2010/09/10/2010-22602.html Notice - Submission for OMB Review; Comment Request 2010-09-10T00:00:00-07:00 2010-09-10T00:00:00-07:00 2010-22602 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-10/pdf/2010-22602.pdf https://regulations.justia.com/regulations/fedreg/2010/09/10/2010-22599.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Proposed Rule Change, as Modified by Amendment No. 1, To List Series With Up to 12 Expiration Months for Broad-Based Security Index Options Upon Which the Exchange Calculates a Volatility Index 2010-09-10T00:00:00-07:00 2010-09-10T00:00:00-07:00 2010-22599 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-10/pdf/2010-22599.pdf https://regulations.justia.com/regulations/fedreg/2010/09/10/2010-22598.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule 2010-09-10T00:00:00-07:00 2010-09-10T00:00:00-07:00 2010-22598 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-10/pdf/2010-22598.pdf https://regulations.justia.com/regulations/fedreg/2010/09/10/2010-22596.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule 2010-09-10T00:00:00-07:00 2010-09-10T00:00:00-07:00 2010-22596 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-10/pdf/2010-22596.pdf https://regulations.justia.com/regulations/fedreg/2010/09/10/2010-22574.html Proposed Rule - List of Rules To Be Reviewed Pursuant to the Regulatory Flexibility Act 2010-09-10T00:00:00-07:00 2010-09-10T00:00:00-07:00 2010-22574 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-09-10/pdf/2010-22574.pdf https://regulations.justia.com/regulations/fedreg/2010/09/10/2010-22563.html Notice - Submission for OMB Review; Comment Request 2010-09-10T00:00:00-07:00 2010-09-10T00:00:00-07:00 2010-22563 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-10/pdf/2010-22563.pdf https://regulations.justia.com/regulations/fedreg/2010/09/10/2010-22562.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period To Receive Inbound Routes of Equities Orders From Archipelago Securities LLC 2010-09-10T00:00:00-07:00 2010-09-10T00:00:00-07:00 2010-22562 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-10/pdf/2010-22562.pdf https://regulations.justia.com/regulations/fedreg/2010/09/10/2010-22557.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period To Receive Inbound Routes of Certain Equities Orders From Archipelago Securities LLC 2010-09-10T00:00:00-07:00 2010-09-10T00:00:00-07:00 2010-22557 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-10/pdf/2010-22557.pdf https://regulations.justia.com/regulations/fedreg/2010/09/10/2010-22556.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period To Receive Inbound Routes From Archipelago Securities LLC 2010-09-10T00:00:00-07:00 2010-09-10T00:00:00-07:00 2010-22556 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-10/pdf/2010-22556.pdf https://regulations.justia.com/regulations/fedreg/2010/09/10/2010-22552.html Notice - Joint Industry Plan; Order Approving Amendment To Add EDGA Exchange, Inc. and EDGX Exchange, Inc. as Participants to National Market System Plan Establishing Procedures Under Rule 605 of Regulation NMS 2010-09-10T00:00:00-07:00 2010-09-10T00:00:00-07:00 2010-22552 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-10/pdf/2010-22552.pdf https://regulations.justia.com/regulations/fedreg/2010/09/10/2010-22551.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11.13 Regarding Maximum Permissible Response Time for Users of Order Delivery 2010-09-10T00:00:00-07:00 2010-09-10T00:00:00-07:00 2010-22551 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-10/pdf/2010-22551.pdf