Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/09/08?limit=200&registers=between&mode=atom 2024-11-25T22:55:47-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2010/09/08/2010-22414.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Amendments to Rule A-3, on Membership on the Board To Comply With the Dodd-Frank Wall Street Reform and Consumer Protection Act 2010-09-08T00:00:00-07:00 2010-09-08T00:00:00-07:00 2010-22414 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-08/pdf/2010-22414.pdf https://regulations.justia.com/regulations/fedreg/2010/09/08/2010-22351.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules Relating to Authority To Waive Rules, Procedures, and Regulations of the Mortgage-Backed Securities Division 2010-09-08T00:00:00-07:00 2010-09-08T00:00:00-07:00 2010-22351 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-08/pdf/2010-22351.pdf https://regulations.justia.com/regulations/fedreg/2010/09/08/2010-22350.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules Relating to Authority To Suspend or Waive DTC Rules and Procedures 2010-09-08T00:00:00-07:00 2010-09-08T00:00:00-07:00 2010-22350 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-08/pdf/2010-22350.pdf https://regulations.justia.com/regulations/fedreg/2010/09/08/2010-22349.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules Relating to Authority To Suspend or Waive NSCC Rules and Procedures 2010-09-08T00:00:00-07:00 2010-09-08T00:00:00-07:00 2010-22349 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-08/pdf/2010-22349.pdf https://regulations.justia.com/regulations/fedreg/2010/09/08/2010-22296.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change To Create a Listing Market on the Exchange 2010-09-08T00:00:00-07:00 2010-09-08T00:00:00-07:00 2010-22296 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-08/pdf/2010-22296.pdf https://regulations.justia.com/regulations/fedreg/2010/09/08/2010-22295.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's MRVP 2010-09-08T00:00:00-07:00 2010-09-08T00:00:00-07:00 2010-22295 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-08/pdf/2010-22295.pdf https://regulations.justia.com/regulations/fedreg/2010/09/08/2010-22294.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Name of a BATS Exchange Routing Strategy 2010-09-08T00:00:00-07:00 2010-09-08T00:00:00-07:00 2010-22294 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-08/pdf/2010-22294.pdf https://regulations.justia.com/regulations/fedreg/2010/09/08/2010-22292.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its Supplemental Liquidity Providers Pilot 2010-09-08T00:00:00-07:00 2010-09-08T00:00:00-07:00 2010-22292 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-08/pdf/2010-22292.pdf https://regulations.justia.com/regulations/fedreg/2010/09/08/2010-22291.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of NYSE's Supplemental Liquidity Providers Pilot 2010-09-08T00:00:00-07:00 2010-09-08T00:00:00-07:00 2010-22291 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-08/pdf/2010-22291.pdf https://regulations.justia.com/regulations/fedreg/2010/09/08/2010-22290.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity 2010-09-08T00:00:00-07:00 2010-09-08T00:00:00-07:00 2010-22290 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-08/pdf/2010-22290.pdf https://regulations.justia.com/regulations/fedreg/2010/09/08/2010-22289.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee 2010-09-08T00:00:00-07:00 2010-09-08T00:00:00-07:00 2010-22289 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-08/pdf/2010-22289.pdf https://regulations.justia.com/regulations/fedreg/2010/09/08/2010-22287.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to the $.50 Strike Price Program 2010-09-08T00:00:00-07:00 2010-09-08T00:00:00-07:00 2010-22287 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-08/pdf/2010-22287.pdf https://regulations.justia.com/regulations/fedreg/2010/09/08/2010-22286.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Relating to Listing and Trading of Cambria Global Tactical ETF 2010-09-08T00:00:00-07:00 2010-09-08T00:00:00-07:00 2010-22286 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-08/pdf/2010-22286.pdf https://regulations.justia.com/regulations/fedreg/2010/09/08/2010-22255.html Rule - Temporary Registration of Municipal Advisors 2010-09-08T00:00:00-07:00 2010-09-08T00:00:00-07:00 2010-22255 Rule http://www.gpo.gov/fdsys/pkg/FR-2010-09-08/pdf/2010-22255.pdf https://regulations.justia.com/regulations/fedreg/2010/09/08/2010-22241.html Rule - Delegation of Authority to the Director of Its Division of Enforcement 2010-09-08T00:00:00-07:00 2010-09-08T00:00:00-07:00 2010-22241 Rule http://www.gpo.gov/fdsys/pkg/FR-2010-09-08/pdf/2010-22241.pdf https://regulations.justia.com/regulations/fedreg/2010/09/08/2010-22227.html Notice - Privacy Act of 1974: Systems of Records 2010-09-08T00:00:00-07:00 2010-09-08T00:00:00-07:00 2010-22227 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-08/pdf/2010-22227.pdf