<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/09/02?registers=between Wed, 23 Apr 2025 12:02:36 -0700 Wed, 23 Apr 2025 12:02:36 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/09/02?registers=between Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/09/02/2010-21936.html https://regulations.justia.com/regulations/fedreg/2010/09/02/2010-21936.html Thu, 02 Sep 2010 00:00:00 -0700 2010-21936 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-02/pdf/2010-21936.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/09/02/2010-21935.html https://regulations.justia.com/regulations/fedreg/2010/09/02/2010-21935.html Thu, 02 Sep 2010 00:00:00 -0700 2010-21935 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-02/pdf/2010-21935.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Security Futures Risk Disclosure Statement https://regulations.justia.com/regulations/fedreg/2010/09/02/2010-21934.html https://regulations.justia.com/regulations/fedreg/2010/09/02/2010-21934.html Thu, 02 Sep 2010 00:00:00 -0700 2010-21934 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-02/pdf/2010-21934.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees Assessed to Members Using the NASDAQ Market Center https://regulations.justia.com/regulations/fedreg/2010/09/02/2010-21933.html https://regulations.justia.com/regulations/fedreg/2010/09/02/2010-21933.html Thu, 02 Sep 2010 00:00:00 -0700 2010-21933 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-02/pdf/2010-21933.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Modify the Eligibility Criteria for the Second Compliance Period for a Bid Price Deficiency on the Nasdaq Capital Market https://regulations.justia.com/regulations/fedreg/2010/09/02/2010-21932.html https://regulations.justia.com/regulations/fedreg/2010/09/02/2010-21932.html Thu, 02 Sep 2010 00:00:00 -0700 2010-21932 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-02/pdf/2010-21932.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 2260 To Reflect Changes to Corresponding FINRA Rule https://regulations.justia.com/regulations/fedreg/2010/09/02/2010-21931.html https://regulations.justia.com/regulations/fedreg/2010/09/02/2010-21931.html Thu, 02 Sep 2010 00:00:00 -0700 2010-21931 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-02/pdf/2010-21931.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change To Adopt a Pilot Program To List Additional Expiration Months for Each Class of Options Opened for Trading on the Exchange https://regulations.justia.com/regulations/fedreg/2010/09/02/2010-21930.html https://regulations.justia.com/regulations/fedreg/2010/09/02/2010-21930.html Thu, 02 Sep 2010 00:00:00 -0700 2010-21930 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-02/pdf/2010-21930.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 2260 To Reflect Changes to Corresponding FINRA Rule https://regulations.justia.com/regulations/fedreg/2010/09/02/2010-21929.html https://regulations.justia.com/regulations/fedreg/2010/09/02/2010-21929.html Thu, 02 Sep 2010 00:00:00 -0700 2010-21929 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-02/pdf/2010-21929.pdf Notice - Notice Regarding the Requirement To Use eXtensible Business Reporting Language Format To Make Publicly Available the Information Required Pursuant to Rule 17g-2(d) of the Exchange Act https://regulations.justia.com/regulations/fedreg/2010/09/02/2010-21887.html https://regulations.justia.com/regulations/fedreg/2010/09/02/2010-21887.html Thu, 02 Sep 2010 00:00:00 -0700 2010-21887 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-02/pdf/2010-21887.pdf