Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/08?limit=200®isters=between&min-day=1&max-day=31&mode=atom2024-05-23T05:58:36-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2010/08/31/2010-21857.htmlNotice - Sunshine Act Meeting2010-08-31T00:00:00-07:002010-08-31T00:00:00-07:002010-21857Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-08-31/pdf/2010-21857.pdfhttps://regulations.justia.com/regulations/fedreg/2010/08/31/2010-21798.htmlNotice - Sunshine Act Meeting2010-08-31T00:00:00-07:002010-08-31T00:00:00-07:002010-21798Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-08-31/pdf/2010-21798.pdfhttps://regulations.justia.com/regulations/fedreg/2010/08/31/2010-21678.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Provide Clarity With Respect to the Close Out Netting of the Government Securities Division in the Event of the Fixed Income Clearing Corporation's Default or Insolvency2010-08-31T00:00:00-07:002010-08-31T00:00:00-07:002010-21678Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-08-31/pdf/2010-21678.pdfhttps://regulations.justia.com/regulations/fedreg/2010/08/31/2010-21674.htmlNotice - Aston Funds, et al.; Notice of Application2010-08-31T00:00:00-07:002010-08-31T00:00:00-07:002010-21674Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-08-31/pdf/2010-21674.pdfhttps://regulations.justia.com/regulations/fedreg/2010/08/31/2010-21631.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees, the Monthly Cap and Electronic Auctions2010-08-31T00:00:00-07:002010-08-31T00:00:00-07:002010-21631Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-08-31/pdf/2010-21631.pdfhttps://regulations.justia.com/regulations/fedreg/2010/08/31/2010-21630.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Chicago Board Options Exchange, Incorporated; Chicago Stock Exchange, Inc.; EDGA Exchange, Inc.; EDGX Exchange, Inc.; Financial Industry Regulatory Authority, Inc.; International Securities Exchange LLC; NASDAQ OMX BX, Inc.; The NASDAQ Stock Market LLC; National Stock Exchange, Inc.; New York Stock Exchange LLC; NYSE Amex LLC; NYSE Arca, Inc.; Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility2010-08-31T00:00:00-07:002010-08-31T00:00:00-07:002010-21630Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-08-31/pdf/2010-21630.pdfhttps://regulations.justia.com/regulations/fedreg/2010/08/31/2010-21625.htmlNotice - The Integrity Funds, et al.; Notice of Application2010-08-31T00:00:00-07:002010-08-31T00:00:00-07:002010-21625Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-08-31/pdf/2010-21625.pdfhttps://regulations.justia.com/regulations/fedreg/2010/08/31/2010-21606.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Outside Business Activities of Registered Persons2010-08-31T00:00:00-07:002010-08-31T00:00:00-07:002010-21606Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-08-31/pdf/2010-21606.pdfhttps://regulations.justia.com/regulations/fedreg/2010/08/30/2010-21474.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Trade Reporting2010-08-30T00:00:00-07:002010-08-30T00:00:00-07:002010-21474Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-08-30/pdf/2010-21474.pdfhttps://regulations.justia.com/regulations/fedreg/2010/08/30/2010-21473.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Change to the Automated Opening System2010-08-30T00:00:00-07:002010-08-30T00:00:00-07:002010-21473Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-08-30/pdf/2010-21473.pdfhttps://regulations.justia.com/regulations/fedreg/2010/08/27/2010-21342.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the CBOE Stock Exchange Fee Schedule To Change the Transaction Fees for 24 Securities2010-08-27T00:00:00-07:002010-08-27T00:00:00-07:002010-21342Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-08-27/pdf/2010-21342.pdfhttps://regulations.justia.com/regulations/fedreg/2010/08/27/2010-21308.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to MSRB Rule G-34, CUSIP Numbers and New Issue Requirements, To Enhance the Interest Rate and Descriptive Information Currently Collected and Made Transparent by the MSRB on Municipal Auction Rate Securities and Variable Rate Demand Obligations2010-08-27T00:00:00-07:002010-08-27T00:00:00-07:002010-21308Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-08-27/pdf/2010-21308.pdfhttps://regulations.justia.com/regulations/fedreg/2010/08/27/2010-21307.htmlNotice - Self-Regulatory Organizations; NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NASDAQ Options Market Fees and Rebates2010-08-27T00:00:00-07:002010-08-27T00:00:00-07:002010-21307Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-08-27/pdf/2010-21307.pdfhttps://regulations.justia.com/regulations/fedreg/2010/08/26/2010-21335.htmlNotice - Sunshine Act Meeting2010-08-26T00:00:00-07:002010-08-26T00:00:00-07:002010-21335Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-08-26/pdf/2010-21335.pdfhttps://regulations.justia.com/regulations/fedreg/2010/08/26/2010-21228.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rules 2090 (Know Your Customer) and 2111 (Suitability) in the Consolidated FINRA Rulebook; Correction2010-08-26T00:00:00-07:002010-08-26T00:00:00-07:002010-21228Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-08-26/pdf/2010-21228.pdfhttps://regulations.justia.com/regulations/fedreg/2010/08/26/2010-21201.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Reinstitute Short Exempt Marking for Trade Reporting and OATS2010-08-26T00:00:00-07:002010-08-26T00:00:00-07:002010-21201Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-08-26/pdf/2010-21201.pdfhttps://regulations.justia.com/regulations/fedreg/2010/08/26/2010-21200.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Order Granting Accelerated Approval on a Temporary Basis of Proposed Rule Change To Modify the Rules of the Government Securities Division Regarding the Calculation of Clearing Fund Deposits Relating to Inter-Dealer Broker Positions2010-08-26T00:00:00-07:002010-08-26T00:00:00-07:002010-21200Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-08-26/pdf/2010-21200.pdfhttps://regulations.justia.com/regulations/fedreg/2010/08/26/2010-21178.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Cancellation Fee2010-08-26T00:00:00-07:002010-08-26T00:00:00-07:002010-21178Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-08-26/pdf/2010-21178.pdfhttps://regulations.justia.com/regulations/fedreg/2010/08/26/2010-21177.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Cancellation Fee2010-08-26T00:00:00-07:002010-08-26T00:00:00-07:002010-21177Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-08-26/pdf/2010-21177.pdfhttps://regulations.justia.com/regulations/fedreg/2010/08/26/2010-21176.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Chicago Board Options Exchange, Incorporated; Chicago Stock Exchange, Inc.; EDGA Exchange, Inc.; EDGX Exchange, Inc.; Financial Industry Regulatory Authority, Inc.; International Securities Exchange LLC; NASDAQ OMX BX, Inc.; The NASDAQ Stock Market LLC; National Stock Exchange, Inc.; New York Stock Exchange LLC; NYSE Amex LLC; NYSE Arca, Inc.; Correction2010-08-26T00:00:00-07:002010-08-26T00:00:00-07:002010-21176Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-08-26/pdf/2010-21176.pdfhttps://regulations.justia.com/regulations/fedreg/2010/08/25/2010-21095.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; NASDAQ OMX BX, Inc.; Chicago Board Options Exchange, Incorporated; Chicago Stock Exchange, Inc.; EDGA Exchange, Inc.; EDGX Exchange, Inc.; International Securities Exchange LLC; The NASDAQ Stock Market LLC; National Stock Exchange, Inc.; New York Stock Exchange LLC; NYSE Amex LLC; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Relating to Clearly Erroneous Transactions2010-08-25T00:00:00-07:002010-08-25T00:00:00-07:002010-21095Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-08-25/pdf/2010-21095.pdfhttps://regulations.justia.com/regulations/fedreg/2010/08/25/2010-21094.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Clearly Erroneous Transactions2010-08-25T00:00:00-07:002010-08-25T00:00:00-07:002010-21094Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-08-25/pdf/2010-21094.pdfhttps://regulations.justia.com/regulations/fedreg/2010/08/25/2010-21082.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving Proposed Rule Change Relating to the Continuing Disclosure Service of the MSRB Electronic Municipal Market Access (EMMA) System2010-08-25T00:00:00-07:002010-08-25T00:00:00-07:002010-21082Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-08-25/pdf/2010-21082.pdfhttps://regulations.justia.com/regulations/fedreg/2010/08/25/2010-21035.htmlNotice - Proposed Collection; Comment Request2010-08-25T00:00:00-07:002010-08-25T00:00:00-07:002010-21035Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-08-25/pdf/2010-21035.pdfhttps://regulations.justia.com/regulations/fedreg/2010/08/25/2010-21034.htmlNotice - Submission for OMB Review; Comment Request2010-08-25T00:00:00-07:002010-08-25T00:00:00-07:002010-21034Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-08-25/pdf/2010-21034.pdfhttps://regulations.justia.com/regulations/fedreg/2010/08/25/2010-21033.htmlNotice - Proposed Collection; Comment Request2010-08-25T00:00:00-07:002010-08-25T00:00:00-07:002010-21033Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-08-25/pdf/2010-21033.pdfhttps://regulations.justia.com/regulations/fedreg/2010/08/25/2010-21032.htmlNotice - Submission for OMB Review; Comment Request2010-08-25T00:00:00-07:002010-08-25T00:00:00-07:002010-21032Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-08-25/pdf/2010-21032.pdfhttps://regulations.justia.com/regulations/fedreg/2010/08/25/2010-21031.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to the Expansion of the Order Audit Trail System to All NMS Stocks2010-08-25T00:00:00-07:002010-08-25T00:00:00-07:002010-21031Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-08-25/pdf/2010-21031.pdfhttps://regulations.justia.com/regulations/fedreg/2010/08/24/2010-21001.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Rule 4753(c) as a Six Month Pilot in 100 NASDAQ-Listed Securities2010-08-24T00:00:00-07:002010-08-24T00:00:00-07:002010-21001Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-08-24/pdf/2010-21001.pdfhttps://regulations.justia.com/regulations/fedreg/2010/08/23/2010-21000.htmlNotice - Sunshine Act Meeting2010-08-23T00:00:00-07:002010-08-23T00:00:00-07:002010-21000Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-08-23/pdf/2010-21000.pdfhttps://regulations.justia.com/regulations/fedreg/2010/08/23/2010-20999.htmlNotice - Privacy Act of 1974: Systems of Records2010-08-23T00:00:00-07:002010-08-23T00:00:00-07:002010-20999Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-08-23/pdf/2010-20999.pdfhttps://regulations.justia.com/regulations/fedreg/2010/08/23/2010-20927.htmlNotice - Sunshine Act Meeting2010-08-23T00:00:00-07:002010-08-23T00:00:00-07:002010-20927Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-08-23/pdf/2010-20927.pdfhttps://regulations.justia.com/regulations/fedreg/2010/08/23/2010-20820.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Regarding Routing to an Affiliated Exchange2010-08-23T00:00:00-07:002010-08-23T00:00:00-07:002010-20820Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-08-23/pdf/2010-20820.pdfhttps://regulations.justia.com/regulations/fedreg/2010/08/23/2010-20819.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change Relating to Listing of the Wilshire Micro-Cap ETF2010-08-23T00:00:00-07:002010-08-23T00:00:00-07:002010-20819Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-08-23/pdf/2010-20819.pdfhttps://regulations.justia.com/regulations/fedreg/2010/08/23/2010-20818.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Rule 4770 in Its Entirety and To Eliminate a Related Reference From the Rules2010-08-23T00:00:00-07:002010-08-23T00:00:00-07:002010-20818Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-08-23/pdf/2010-20818.pdfhttps://regulations.justia.com/regulations/fedreg/2010/08/23/2010-20817.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change To Establish a Subscription To the Information Collected by the MSRB's Short-term Obligation Rate Transparency (“SHORT”) System2010-08-23T00:00:00-07:002010-08-23T00:00:00-07:002010-20817Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-08-23/pdf/2010-20817.pdfhttps://regulations.justia.com/regulations/fedreg/2010/08/23/2010-20816.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change To Revise its Procedures Regarding Securities Delivered to or From Participant Accounts Through the Automated Customer Account Transfer Service of National Securities Clearing Corporation2010-08-23T00:00:00-07:002010-08-23T00:00:00-07:002010-20816Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-08-23/pdf/2010-20816.pdfhttps://regulations.justia.com/regulations/fedreg/2010/08/23/2010-20815.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change To Enhance the Process for Transfers Through the Automated Customer Account Transfer Service2010-08-23T00:00:00-07:002010-08-23T00:00:00-07:002010-20815Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-08-23/pdf/2010-20815.pdfhttps://regulations.justia.com/regulations/fedreg/2010/08/20/2010-20682.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending Its Price List To Reflect Fees Charged for Co-Location Services2010-08-20T00:00:00-07:002010-08-20T00:00:00-07:002010-20682Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-08-20/pdf/2010-20682.pdfhttps://regulations.justia.com/regulations/fedreg/2010/08/20/2010-20681.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending Its Price List To Reflect Fees Charged for Co-Location Services2010-08-20T00:00:00-07:002010-08-20T00:00:00-07:002010-20681Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-08-20/pdf/2010-20681.pdfhttps://regulations.justia.com/regulations/fedreg/2010/08/20/2010-20673.htmlNotice - WisdomTree Asset Management, Inc., and WisdomTree Trust; Notice of Application2010-08-20T00:00:00-07:002010-08-20T00:00:00-07:002010-20673Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-08-20/pdf/2010-20673.pdfhttps://regulations.justia.com/regulations/fedreg/2010/08/20/2010-20658.htmlNotice - Self-Regulatory Organizations; Notice of Filing of a Proposed Rule Change by the NASDAQ Stock Market LLC To Adopt a Definition of Professional and Require That All Professional Orders Be Appropriately Marked2010-08-20T00:00:00-07:002010-08-20T00:00:00-07:002010-20658Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-08-20/pdf/2010-20658.pdfhttps://regulations.justia.com/regulations/fedreg/2010/08/20/2010-20567.htmlProposed Rule - Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act2010-08-20T00:00:00-07:002010-08-20T00:00:00-07:002010-20567Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2010-08-20/pdf/2010-20567.pdfhttps://regulations.justia.com/regulations/fedreg/2010/08/19/2010-20591.htmlNotice - Joint Public Roundtable on Governance and Conflicts of Interest in the Clearing and Listing of Swaps and Security-Based Swaps2010-08-19T00:00:00-07:002010-08-19T00:00:00-07:002010-20591Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-08-19/pdf/2010-20591.pdfhttps://regulations.justia.com/regulations/fedreg/2010/08/19/2010-20554.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Establishing Strike Price Intervals for Options on Trust Issued Receipts, Including Holding Company Depositary Receipts2010-08-19T00:00:00-07:002010-08-19T00:00:00-07:002010-20554Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-08-19/pdf/2010-20554.pdfhttps://regulations.justia.com/regulations/fedreg/2010/08/19/2010-20553.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposal To Extend the Cut-Off Time To Submit Contrary Exercise Advices2010-08-19T00:00:00-07:002010-08-19T00:00:00-07:002010-20553Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-08-19/pdf/2010-20553.pdfhttps://regulations.justia.com/regulations/fedreg/2010/08/19/2010-20552.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change Relating To Extend the Cut-Off Time To Submit Contrary Exercise Advices and Make Some Clerical and Conforming Changes2010-08-19T00:00:00-07:002010-08-19T00:00:00-07:002010-20552Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-08-19/pdf/2010-20552.pdfhttps://regulations.justia.com/regulations/fedreg/2010/08/19/2010-20550.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE AMEX LLC Amending Rule 980-Exercise of Options Contracts2010-08-19T00:00:00-07:002010-08-19T00:00:00-07:002010-20550Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-08-19/pdf/2010-20550.pdfhttps://regulations.justia.com/regulations/fedreg/2010/08/19/2010-20537.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rules 2090 (Know Your Customer) and 2111 (Suitability) in the Consolidated FINRA Rulebook2010-08-19T00:00:00-07:002010-08-19T00:00:00-07:002010-20537Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-08-19/pdf/2010-20537.pdfhttps://regulations.justia.com/regulations/fedreg/2010/08/19/2010-20536.htmlNotice - In the Matter of the Application of BATS Y-Exchange, Inc. for Registration as a National Securities Exchange Findings, Opinion, and Order of the Commission2010-08-19T00:00:00-07:002010-08-19T00:00:00-07:002010-20536Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-08-19/pdf/2010-20536.pdf