<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/08/26?registers=between Mon, 25 Nov 2024 19:41:08 -0800 Mon, 25 Nov 2024 19:41:08 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/08/26?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2010/08/26/2010-21335.html https://regulations.justia.com/regulations/fedreg/2010/08/26/2010-21335.html Thu, 26 Aug 2010 00:00:00 -0700 2010-21335 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-26/pdf/2010-21335.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rules 2090 (Know Your Customer) and 2111 (Suitability) in the Consolidated FINRA Rulebook; Correction https://regulations.justia.com/regulations/fedreg/2010/08/26/2010-21228.html https://regulations.justia.com/regulations/fedreg/2010/08/26/2010-21228.html Thu, 26 Aug 2010 00:00:00 -0700 2010-21228 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-26/pdf/2010-21228.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Reinstitute Short Exempt Marking for Trade Reporting and OATS https://regulations.justia.com/regulations/fedreg/2010/08/26/2010-21201.html https://regulations.justia.com/regulations/fedreg/2010/08/26/2010-21201.html Thu, 26 Aug 2010 00:00:00 -0700 2010-21201 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-26/pdf/2010-21201.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Order Granting Accelerated Approval on a Temporary Basis of Proposed Rule Change To Modify the Rules of the Government Securities Division Regarding the Calculation of Clearing Fund Deposits Relating to Inter-Dealer Broker Positions https://regulations.justia.com/regulations/fedreg/2010/08/26/2010-21200.html https://regulations.justia.com/regulations/fedreg/2010/08/26/2010-21200.html Thu, 26 Aug 2010 00:00:00 -0700 2010-21200 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-26/pdf/2010-21200.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Cancellation Fee https://regulations.justia.com/regulations/fedreg/2010/08/26/2010-21178.html https://regulations.justia.com/regulations/fedreg/2010/08/26/2010-21178.html Thu, 26 Aug 2010 00:00:00 -0700 2010-21178 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-26/pdf/2010-21178.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Cancellation Fee https://regulations.justia.com/regulations/fedreg/2010/08/26/2010-21177.html https://regulations.justia.com/regulations/fedreg/2010/08/26/2010-21177.html Thu, 26 Aug 2010 00:00:00 -0700 2010-21177 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-26/pdf/2010-21177.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Chicago Board Options Exchange, Incorporated; Chicago Stock Exchange, Inc.; EDGA Exchange, Inc.; EDGX Exchange, Inc.; Financial Industry Regulatory Authority, Inc.; International Securities Exchange LLC; NASDAQ OMX BX, Inc.; The NASDAQ Stock Market LLC; National Stock Exchange, Inc.; New York Stock Exchange LLC; NYSE Amex LLC; NYSE Arca, Inc.; Correction https://regulations.justia.com/regulations/fedreg/2010/08/26/2010-21176.html https://regulations.justia.com/regulations/fedreg/2010/08/26/2010-21176.html Thu, 26 Aug 2010 00:00:00 -0700 2010-21176 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-26/pdf/2010-21176.pdf