Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/08/19?limit=200&registers=between&mode=atom 2024-11-25T20:44:39-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2010/08/19/2010-20591.html Notice - Joint Public Roundtable on Governance and Conflicts of Interest in the Clearing and Listing of Swaps and Security-Based Swaps 2010-08-19T00:00:00-07:00 2010-08-19T00:00:00-07:00 2010-20591 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-19/pdf/2010-20591.pdf https://regulations.justia.com/regulations/fedreg/2010/08/19/2010-20554.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Establishing Strike Price Intervals for Options on Trust Issued Receipts, Including Holding Company Depositary Receipts 2010-08-19T00:00:00-07:00 2010-08-19T00:00:00-07:00 2010-20554 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-19/pdf/2010-20554.pdf https://regulations.justia.com/regulations/fedreg/2010/08/19/2010-20553.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposal To Extend the Cut-Off Time To Submit Contrary Exercise Advices 2010-08-19T00:00:00-07:00 2010-08-19T00:00:00-07:00 2010-20553 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-19/pdf/2010-20553.pdf https://regulations.justia.com/regulations/fedreg/2010/08/19/2010-20552.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change Relating To Extend the Cut-Off Time To Submit Contrary Exercise Advices and Make Some Clerical and Conforming Changes 2010-08-19T00:00:00-07:00 2010-08-19T00:00:00-07:00 2010-20552 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-19/pdf/2010-20552.pdf https://regulations.justia.com/regulations/fedreg/2010/08/19/2010-20550.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE AMEX LLC Amending Rule 980-Exercise of Options Contracts 2010-08-19T00:00:00-07:00 2010-08-19T00:00:00-07:00 2010-20550 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-19/pdf/2010-20550.pdf https://regulations.justia.com/regulations/fedreg/2010/08/19/2010-20537.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rules 2090 (Know Your Customer) and 2111 (Suitability) in the Consolidated FINRA Rulebook 2010-08-19T00:00:00-07:00 2010-08-19T00:00:00-07:00 2010-20537 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-19/pdf/2010-20537.pdf https://regulations.justia.com/regulations/fedreg/2010/08/19/2010-20536.html Notice - In the Matter of the Application of BATS Y-Exchange, Inc. for Registration as a National Securities Exchange Findings, Opinion, and Order of the Commission 2010-08-19T00:00:00-07:00 2010-08-19T00:00:00-07:00 2010-20536 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-19/pdf/2010-20536.pdf