<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/08/10?registers=between Thu, 09 May 2024 17:56:40 -0700 Thu, 09 May 2024 17:56:40 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/08/10?registers=between Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees https://regulations.justia.com/regulations/fedreg/2010/08/10/2010-19716.html https://regulations.justia.com/regulations/fedreg/2010/08/10/2010-19716.html Tue, 10 Aug 2010 00:00:00 -0700 2010-19716 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-10/pdf/2010-19716.pdf Notice - Self-Regulatory Organizations; National Futures Association; Notice of Filing and Immediate Effectiveness of Proposed Change to Compliance Rule 2-30 and the Related Interpretive Notice Regarding Customer Information and Risk Disclosure https://regulations.justia.com/regulations/fedreg/2010/08/10/2010-19658.html https://regulations.justia.com/regulations/fedreg/2010/08/10/2010-19658.html Tue, 10 Aug 2010 00:00:00 -0700 2010-19658 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-10/pdf/2010-19658.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Crossing Mechanisms https://regulations.justia.com/regulations/fedreg/2010/08/10/2010-19657.html https://regulations.justia.com/regulations/fedreg/2010/08/10/2010-19657.html Tue, 10 Aug 2010 00:00:00 -0700 2010-19657 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-10/pdf/2010-19657.pdf Notice - Self-Regulatory Organizations; The Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Alter its Tiered Schedule of Fees and Rebates for Participants for Trade Executions of Single-Sided Orders in Securities Priced Over One Dollar https://regulations.justia.com/regulations/fedreg/2010/08/10/2010-19656.html https://regulations.justia.com/regulations/fedreg/2010/08/10/2010-19656.html Tue, 10 Aug 2010 00:00:00 -0700 2010-19656 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-10/pdf/2010-19656.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fees Schedule https://regulations.justia.com/regulations/fedreg/2010/08/10/2010-19655.html https://regulations.justia.com/regulations/fedreg/2010/08/10/2010-19655.html Tue, 10 Aug 2010 00:00:00 -0700 2010-19655 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-10/pdf/2010-19655.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Rules of the Boston Options Exchange Group, LLC To Enable the Listing and Trading of Options on the Sprott Physical Gold Trust https://regulations.justia.com/regulations/fedreg/2010/08/10/2010-19654.html https://regulations.justia.com/regulations/fedreg/2010/08/10/2010-19654.html Tue, 10 Aug 2010 00:00:00 -0700 2010-19654 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-10/pdf/2010-19654.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Post Regular Trading Hours Trading Session https://regulations.justia.com/regulations/fedreg/2010/08/10/2010-19652.html https://regulations.justia.com/regulations/fedreg/2010/08/10/2010-19652.html Tue, 10 Aug 2010 00:00:00 -0700 2010-19652 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-10/pdf/2010-19652.pdf Notice - Self-Regulatory Organizations; The Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Order Cancellation Fee https://regulations.justia.com/regulations/fedreg/2010/08/10/2010-19651.html https://regulations.justia.com/regulations/fedreg/2010/08/10/2010-19651.html Tue, 10 Aug 2010 00:00:00 -0700 2010-19651 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-10/pdf/2010-19651.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Order Approving a Proposed Rule Change Relating to Pricing for Direct Circuit Connections https://regulations.justia.com/regulations/fedreg/2010/08/10/2010-19650.html https://regulations.justia.com/regulations/fedreg/2010/08/10/2010-19650.html Tue, 10 Aug 2010 00:00:00 -0700 2010-19650 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-10/pdf/2010-19650.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Approving a Proposed Rule Change Relating to Pricing for Direct Circuit Connections https://regulations.justia.com/regulations/fedreg/2010/08/10/2010-19649.html https://regulations.justia.com/regulations/fedreg/2010/08/10/2010-19649.html Tue, 10 Aug 2010 00:00:00 -0700 2010-19649 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-10/pdf/2010-19649.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PULSe Fees https://regulations.justia.com/regulations/fedreg/2010/08/10/2010-19646.html https://regulations.justia.com/regulations/fedreg/2010/08/10/2010-19646.html Tue, 10 Aug 2010 00:00:00 -0700 2010-19646 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-10/pdf/2010-19646.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Making Permanent the Sponsored Access Pilot Program https://regulations.justia.com/regulations/fedreg/2010/08/10/2010-19605.html https://regulations.justia.com/regulations/fedreg/2010/08/10/2010-19605.html Tue, 10 Aug 2010 00:00:00 -0700 2010-19605 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-10/pdf/2010-19605.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding 75 Options Classes to the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2010/08/10/2010-19604.html https://regulations.justia.com/regulations/fedreg/2010/08/10/2010-19604.html Tue, 10 Aug 2010 00:00:00 -0700 2010-19604 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-10/pdf/2010-19604.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding 75 Options Classes to the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2010/08/10/2010-19603.html https://regulations.justia.com/regulations/fedreg/2010/08/10/2010-19603.html Tue, 10 Aug 2010 00:00:00 -0700 2010-19603 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-10/pdf/2010-19603.pdf