<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/08/06?registers=between Sun, 11 May 2025 04:11:45 -0700 Sun, 11 May 2025 04:11:45 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/08/06?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2010/08/06/2010-19526.html https://regulations.justia.com/regulations/fedreg/2010/08/06/2010-19526.html Fri, 06 Aug 2010 00:00:00 -0700 2010-19526 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-06/pdf/2010-19526.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change Relating to Listing and Trading of WisdomTree Dreyfus Commodity Currency Fund under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2010/08/06/2010-19434.html https://regulations.justia.com/regulations/fedreg/2010/08/06/2010-19434.html Fri, 06 Aug 2010 00:00:00 -0700 2010-19434 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-06/pdf/2010-19434.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the ETFS White Metals Basket Trust https://regulations.justia.com/regulations/fedreg/2010/08/06/2010-19373.html https://regulations.justia.com/regulations/fedreg/2010/08/06/2010-19373.html Fri, 06 Aug 2010 00:00:00 -0700 2010-19373 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-06/pdf/2010-19373.pdf Notice - Self-Regulatory Organizations; National Futures Association; Notice of Filing and Immediate Effectiveness of Proposed Changes to Interpretive Notice Entitled “NFA Compliance Rule 2-30(b): Risk Disclosure Statement for Security Futures Contracts” https://regulations.justia.com/regulations/fedreg/2010/08/06/2010-19372.html https://regulations.justia.com/regulations/fedreg/2010/08/06/2010-19372.html Fri, 06 Aug 2010 00:00:00 -0700 2010-19372 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-06/pdf/2010-19372.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Seventy-Five Options Classes to the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2010/08/06/2010-19371.html https://regulations.justia.com/regulations/fedreg/2010/08/06/2010-19371.html Fri, 06 Aug 2010 00:00:00 -0700 2010-19371 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-06/pdf/2010-19371.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Routing to Away Markets https://regulations.justia.com/regulations/fedreg/2010/08/06/2010-19370.html https://regulations.justia.com/regulations/fedreg/2010/08/06/2010-19370.html Fri, 06 Aug 2010 00:00:00 -0700 2010-19370 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-06/pdf/2010-19370.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add Seventy-Five Options Classes to the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2010/08/06/2010-19334.html https://regulations.justia.com/regulations/fedreg/2010/08/06/2010-19334.html Fri, 06 Aug 2010 00:00:00 -0700 2010-19334 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-06/pdf/2010-19334.pdf Notice - Self-Regulatory Organizations; NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Nasdaq Rule 7017(b) https://regulations.justia.com/regulations/fedreg/2010/08/06/2010-19333.html https://regulations.justia.com/regulations/fedreg/2010/08/06/2010-19333.html Fri, 06 Aug 2010 00:00:00 -0700 2010-19333 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-06/pdf/2010-19333.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Minor Rule Violation Plan https://regulations.justia.com/regulations/fedreg/2010/08/06/2010-19332.html https://regulations.justia.com/regulations/fedreg/2010/08/06/2010-19332.html Fri, 06 Aug 2010 00:00:00 -0700 2010-19332 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-06/pdf/2010-19332.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Stated Interpretation of the Meaning, Administration, and Enforcement of FINRA Rule 11892 and Supplementary Material .01 https://regulations.justia.com/regulations/fedreg/2010/08/06/2010-19331.html https://regulations.justia.com/regulations/fedreg/2010/08/06/2010-19331.html Fri, 06 Aug 2010 00:00:00 -0700 2010-19331 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-06/pdf/2010-19331.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change to Establish a Revenue Sharing Program With Correlix, Inc. https://regulations.justia.com/regulations/fedreg/2010/08/06/2010-19330.html https://regulations.justia.com/regulations/fedreg/2010/08/06/2010-19330.html Fri, 06 Aug 2010 00:00:00 -0700 2010-19330 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-06/pdf/2010-19330.pdf Rule - Amendments to the Informal and Other Procedures, Rules of Organization and Program Management, and Rules of Practice; Interim Commission Review of Public Company Accounting Oversight Board Inspection Reports and Regulation P https://regulations.justia.com/regulations/fedreg/2010/08/06/2010-18860.html https://regulations.justia.com/regulations/fedreg/2010/08/06/2010-18860.html Fri, 06 Aug 2010 00:00:00 -0700 2010-18860 Rule http://www.gpo.gov/fdsys/pkg/FR-2010-08-06/pdf/2010-18860.pdf