Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/08/06?limit=200&registers=between&mode=atom 2024-05-13T08:11:39-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2010/08/06/2010-19526.html Notice - Sunshine Act Meeting 2010-08-06T00:00:00-07:00 2010-08-06T00:00:00-07:00 2010-19526 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-06/pdf/2010-19526.pdf https://regulations.justia.com/regulations/fedreg/2010/08/06/2010-19434.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change Relating to Listing and Trading of WisdomTree Dreyfus Commodity Currency Fund under NYSE Arca Equities Rule 8.600 2010-08-06T00:00:00-07:00 2010-08-06T00:00:00-07:00 2010-19434 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-06/pdf/2010-19434.pdf https://regulations.justia.com/regulations/fedreg/2010/08/06/2010-19373.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the ETFS White Metals Basket Trust 2010-08-06T00:00:00-07:00 2010-08-06T00:00:00-07:00 2010-19373 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-06/pdf/2010-19373.pdf https://regulations.justia.com/regulations/fedreg/2010/08/06/2010-19372.html Notice - Self-Regulatory Organizations; National Futures Association; Notice of Filing and Immediate Effectiveness of Proposed Changes to Interpretive Notice Entitled “NFA Compliance Rule 2-30(b): Risk Disclosure Statement for Security Futures Contracts” 2010-08-06T00:00:00-07:00 2010-08-06T00:00:00-07:00 2010-19372 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-06/pdf/2010-19372.pdf https://regulations.justia.com/regulations/fedreg/2010/08/06/2010-19371.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Seventy-Five Options Classes to the Penny Pilot Program 2010-08-06T00:00:00-07:00 2010-08-06T00:00:00-07:00 2010-19371 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-06/pdf/2010-19371.pdf https://regulations.justia.com/regulations/fedreg/2010/08/06/2010-19370.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Routing to Away Markets 2010-08-06T00:00:00-07:00 2010-08-06T00:00:00-07:00 2010-19370 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-06/pdf/2010-19370.pdf https://regulations.justia.com/regulations/fedreg/2010/08/06/2010-19334.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add Seventy-Five Options Classes to the Penny Pilot Program 2010-08-06T00:00:00-07:00 2010-08-06T00:00:00-07:00 2010-19334 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-06/pdf/2010-19334.pdf https://regulations.justia.com/regulations/fedreg/2010/08/06/2010-19333.html Notice - Self-Regulatory Organizations; NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Nasdaq Rule 7017(b) 2010-08-06T00:00:00-07:00 2010-08-06T00:00:00-07:00 2010-19333 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-06/pdf/2010-19333.pdf https://regulations.justia.com/regulations/fedreg/2010/08/06/2010-19332.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Minor Rule Violation Plan 2010-08-06T00:00:00-07:00 2010-08-06T00:00:00-07:00 2010-19332 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-06/pdf/2010-19332.pdf https://regulations.justia.com/regulations/fedreg/2010/08/06/2010-19331.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Stated Interpretation of the Meaning, Administration, and Enforcement of FINRA Rule 11892 and Supplementary Material .01 2010-08-06T00:00:00-07:00 2010-08-06T00:00:00-07:00 2010-19331 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-06/pdf/2010-19331.pdf https://regulations.justia.com/regulations/fedreg/2010/08/06/2010-19330.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change to Establish a Revenue Sharing Program With Correlix, Inc. 2010-08-06T00:00:00-07:00 2010-08-06T00:00:00-07:00 2010-19330 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-06/pdf/2010-19330.pdf https://regulations.justia.com/regulations/fedreg/2010/08/06/2010-18860.html Rule - Amendments to the Informal and Other Procedures, Rules of Organization and Program Management, and Rules of Practice; Interim Commission Review of Public Company Accounting Oversight Board Inspection Reports and Regulation P 2010-08-06T00:00:00-07:00 2010-08-06T00:00:00-07:00 2010-18860 Rule http://www.gpo.gov/fdsys/pkg/FR-2010-08-06/pdf/2010-18860.pdf