Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/08/04?limit=200&registers=between&mode=atom 2024-05-13T04:50:21-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2010/08/04/2010-19227.html Notice - Sunshine Act Meeting 2010-08-04T00:00:00-07:00 2010-08-04T00:00:00-07:00 2010-19227 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-04/pdf/2010-19227.pdf https://regulations.justia.com/regulations/fedreg/2010/08/04/2010-19225.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Enhanced Customer Disclosure Rules Concerning Transactions Outside of Regular Trading Hours 2010-08-04T00:00:00-07:00 2010-08-04T00:00:00-07:00 2010-19225 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-04/pdf/2010-19225.pdf https://regulations.justia.com/regulations/fedreg/2010/08/04/2010-19224.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.31(x) 2010-08-04T00:00:00-07:00 2010-08-04T00:00:00-07:00 2010-19224 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-04/pdf/2010-19224.pdf https://regulations.justia.com/regulations/fedreg/2010/08/04/2010-19223.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change Relating to the Guaranteed Allocation for Lead Market Makers and Directed Order Market Makers 2010-08-04T00:00:00-07:00 2010-08-04T00:00:00-07:00 2010-19223 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-04/pdf/2010-19223.pdf https://regulations.justia.com/regulations/fedreg/2010/08/04/2010-19222.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Penny Pilot Program 2010-08-04T00:00:00-07:00 2010-08-04T00:00:00-07:00 2010-19222 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-04/pdf/2010-19222.pdf https://regulations.justia.com/regulations/fedreg/2010/08/04/2010-19221.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add Seventy-Five Options Classes to the Penny Pilot Program 2010-08-04T00:00:00-07:00 2010-08-04T00:00:00-07:00 2010-19221 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-04/pdf/2010-19221.pdf https://regulations.justia.com/regulations/fedreg/2010/08/04/2010-19220.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add 75 Options Classes To the Penny Pilot Program 2010-08-04T00:00:00-07:00 2010-08-04T00:00:00-07:00 2010-19220 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-04/pdf/2010-19220.pdf https://regulations.justia.com/regulations/fedreg/2010/08/04/2010-19219.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase Closing Cross Fees for Market-on-Close and Limit-on-Close Orders 2010-08-04T00:00:00-07:00 2010-08-04T00:00:00-07:00 2010-19219 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-04/pdf/2010-19219.pdf https://regulations.justia.com/regulations/fedreg/2010/08/04/2010-19218.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 11.12 2010-08-04T00:00:00-07:00 2010-08-04T00:00:00-07:00 2010-19218 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-04/pdf/2010-19218.pdf https://regulations.justia.com/regulations/fedreg/2010/08/04/2010-19217.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by OneChicago, Amending Rule 419(a), Regulatory Halts 2010-08-04T00:00:00-07:00 2010-08-04T00:00:00-07:00 2010-19217 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-04/pdf/2010-19217.pdf https://regulations.justia.com/regulations/fedreg/2010/08/04/2010-19215.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 11.12 2010-08-04T00:00:00-07:00 2010-08-04T00:00:00-07:00 2010-19215 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-04/pdf/2010-19215.pdf https://regulations.justia.com/regulations/fedreg/2010/08/04/2010-19111.html Notice - Self-Regulatory Organizations; NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Fees for Routing to Away Markets 2010-08-04T00:00:00-07:00 2010-08-04T00:00:00-07:00 2010-19111 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-04/pdf/2010-19111.pdf https://regulations.justia.com/regulations/fedreg/2010/08/04/2010-19110.html Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2010-08-04T00:00:00-07:00 2010-08-04T00:00:00-07:00 2010-19110 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-04/pdf/2010-19110.pdf https://regulations.justia.com/regulations/fedreg/2010/08/04/2010-19083.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Regarding Listing and Trading of the PIMCO Build America Bond Strategy Fund 2010-08-04T00:00:00-07:00 2010-08-04T00:00:00-07:00 2010-19083 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-04/pdf/2010-19083.pdf https://regulations.justia.com/regulations/fedreg/2010/08/04/2010-18305.html Proposed Rule - Mutual Fund Distribution Fees; Confirmations 2010-08-04T00:00:00-07:00 2010-08-04T00:00:00-07:00 2010-18305 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-08-04/pdf/2010-18305.pdf